Financial Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,082,471
Clients
5
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$2,816,494
About
The firm provides fee-only financial planning and discretionary investment management to individuals and couples, delivering ongoing portfolio management as well as hourly consultations and comprehensive written financial plans. Typical client concerns include retirement planning, college funding for children and grandchildren, making effective use of employee benefits, tax minimization, and estate preservation.
The advisor uses Modern Portfolio Theory to set asset allocation and emphasizes diversification across asset classes, a long-term buy-and-hold orientation, and the use of low-cost mutual funds, ETFs, bonds, REITs and CDs while also applying economic and fundamental analysis. Investment management is conducted under written advisory agreements granting discretionary authority, with quarterly reports and continuous monitoring and the principal acting as the sole reviewer of client accounts.
Distinctive features include a relatively small client roster supporting roughly $14 million in assets under management and a significant non‑U.S. client base, a combination that is uncommon among independent firms. The firm also follows NAPFA and CFP Board fiduciary standards, maintains an opt-in privacy policy for sharing nonpublic information, and limits access to client files to the principal.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
General retirement planning
General tax planning
Fee options
Flat fee based on hourly rate and number of hours estimated for comprehensive financial plans
$0 - $1,000,000: 1.00% $1,000,000+: 0.50%
$150 per hour
Account minimum: $200,000 Fee-only: Investment management fees based on assets under management as detailed; no commissions received.
Main office location
Financial Strategies, LLC
Wellesley MA, United States
Number of offices
1
Most active in
Financial Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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