Financial Strategies Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Strategies Wealth Management provides investment advisory services to individuals (including high‑net‑worth clients), trusts, estates, retirement plans, and business entities. The firm offers discretionary portfolio management, preparation of written Investment Policy Statements, and access to third‑party managed programs and asset‑allocation services.
FSWM tailors advice to clients’ stated objectives and risk tolerances and uses a mix of approaches — including asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading — to implement portfolios. The firm prepares and reviews accounts regularly, uses an independent adviser (Savant) to implement trading while retaining oversight, and notes the use of service providers with artificial‑intelligence components and related due‑diligence procedures.
A distinctive feature is the firm’s affiliation with the insurance business: the firm’s principal is a licensed insurance agent who may offer commissionable insurance products and discloses this potential conflict of interest and that clients are not required to purchase such products. The firm also discloses that it does not aggregate client orders into block trades and that it may pay solicitors for client referrals, practices that can differ from many peers.
Client services
Expertise
Fee options
$150,000 - $3,000,000: 1.50% $3,000,001 - $10,000,000: 1.40% $10,000,001+: 1.30%
Account minimum: $150,000
Main office
Fairhope AL
Advisors at this office
2
Most active in
Alabama · Mississippi
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
James P
Series 65
Fairhope, AL
Financial Strategies Wealth Management LLC
James Pearson is a Series 65-licensed advisor with 26 years of industry experience. He has been with Financial Strategies Wealth Management LLC since 2014. In addition to his advisory role, he operates as an independent licensed insurance agent. Financial Strategies Wealth Management serves individuals, trusts, estates, retirement plans, and business entities, providing discretionary portfolio management and customized investment strategies. The firm employs multiple approaches, including asset allocation and technical analysis, and integrates independent oversight and artificial-intelligence tools in its management process.
Clifton H
Series 65
Fairhope, AL
Financial Strategies Wealth Management LLC
Clifton Hunter is a financial advisor at Financial Strategies Wealth Management LLC with 26 years of industry experience. He holds a Series 65 license and has worked at his current firm since 2014. Hunter is also president of C. Ray Hunter CPA, PC, a CPA firm where he prepares individual and business tax returns. Financial Strategies Wealth Management provides investment advisory services to individuals, trusts, estates, retirement plans, and business entities. The firm employs a range of investment approaches tailored to clients’ objectives and risk tolerances, including discretionary portfolio management and third-party managed programs, while maintaining oversight through its independent adviser.
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