Financial Strategy Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Strategy Advisors, LLC is a fee‑only registered investment adviser that provides personalized financial planning to individual clients, including high‑net‑worth individuals. The firm does not provide portfolio management for client accounts, does not custody client assets, and does not execute trades on clients’ behalf.
Advisory services are delivered through three engagement types — open retainers, project retainers, and a limited financial review — with recommendations that primarily emphasize mutual funds and exchange‑traded funds. The firm’s investment analysis references Modern Portfolio Theory and employs both long‑ and short‑term strategies, and it notes that tax efficiency is not a primary focus and that clients should consult tax professionals as needed.
Distinctive features include billing by flat retainers and fixed fees rather than the more common percentage‑of‑AUM model, and an unusually small, solo practice structure. The sole adviser devotes significant professional time to an unrelated dental practice, and the advisory business maintains a limited client base.
Client services
Expertise
Fee options
Financial Review: $950 fixed fee; Project Retainer: flat fee based on scope and time projected; Open Retainer: flat annual fee paid quarterly in advance.
Fee-only: Open Retainer fee ranges from $3,000 to $25,000 in the first year, $2,000 to $20,000 for renewal years; Project Retainer fees are flat amounts established at outset; Financial Review fee is fixed at $950.
Main office
Bayside NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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