Fineberg Financial Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$38,650,113
Clients
72
Advisors
1
of 3 employees
About
Fineberg Financial Management provides discretionary and non‑discretionary investment management, financial planning, retirement‑plan consulting and third‑party money manager selection for individuals (including high‑net‑worth clients), trusts, estates, pension plans and small businesses. The firm also offers standalone financial plans and consultations addressing investment planning, estate and charitable planning, education funding and corporate/real‑estate matters.
The firm blends fundamental, technical, quantitative and sector analysis with asset‑allocation strategies (strategic, tactical, dynamic and core‑satellite) and applies duration constraints and routine rebalancing to manage risk. Portfolios may include a wide range of instruments — equities, fixed income, ETFs, alternatives, private equity, REITs, structured products and digital assets — and the firm may use third‑party sub‑advisors and ongoing due diligence in implementation.
Distinctive features include the firm’s public reference to third‑party ratings in its materials, a practice that is uncommon among similarly sized supported advisers. The firm’s representatives are also registered to sell commissionable securities and insurance products while offering specialized planning services (for example, cost‑segregation studies and corporate‑structure analysis), and it manages roughly $40 million in discretionary assets for a relatively small client base.
Client services
Expertise
Occupation focus
Fee options
Flat fees up to $50,000 for financial planning, consulting, and retirement plan consulting services
Representatives are registered representatives of Private Client Services, LLC and receive commissions for securities sales
Up to $500 per hour for financial planning, consulting, and retirement plan consulting services
Account minimum: $1,500 Fee-only: Hourly fee up to $500; flat fees up to $50,000 for financial planning and consulting services
Main office
3020 Old Ranch Parkway, Suite 300
Seal Beach CA 90740
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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