A complete list of active advisors currently associated with Finley Financial, LLC

Warmer can help you find a great advisor at Finley Financial, LLC or one who fits your needs even better.

Finley Financial provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), trusts and small businesses, primarily using exchange-traded funds and mutual funds. The firm builds customized portfolios and documents investment parameters through written plans and investment policy statements, with routine rebalancing and ongoing account monitoring. The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes asset allocation, global diversification, tax-efficient, low-cost funds, and a passive, long-term focus rather than market timing or individual security selection. Finley Financial also advises on retirement plan rollovers and states it will act as a fiduciary under the applicable special rule, offering either a recommended rollover or an educational alternative when appropriate. What is distinctive is the scale of assets relative to its advisory team: the firm reports roughly $260 million in discretionary assets under management for a single-advisor, SEC-registered practice serving about 124 clients, a configuration that is uncommon among similarly supported firms. The brochure also notes the firm is fee-only, typically recommends a single custodian through an institutional platform arrangement for custody and trade execution, and discloses no disciplinary history.

To learn more about the advisors currently working at Finley Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.