Finomenon Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Finomenon Investments provides fee‑only investment management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and businesses; the firm currently manages about $3.1 million for a small client base with two advisory staff. Its services include discretionary and non‑discretionary portfolio management, both ongoing and project‑based financial planning, and public educational seminars and speaking engagements.
The firm’s investment approach centers on tailored asset allocation using a blend of fundamental analysis, mutual fund/ETF evaluation, and a combination of passive and active strategies, with the option to incorporate socially responsible (ESG) criteria when clients request it. Managed accounts are reviewed on a periodic basis (quarterly for investment management), clients may impose reasonable written restrictions, and the firm may operate under limited discretionary authority when agreed.
Noteworthy distinctions include a compact organizational structure with a single principal supervising firm activities alongside one associate, which the brochure describes as providing principal‑level oversight across a limited client roster and modest AUM. The firm also offers educational seminars and speaking engagements—an uncommon service among peers—and discloses the principal’s outside roles (a separate investment vehicle CIO role and nonprofit fundraising positions) as non‑conflicting activities.
Client services
Expertise
Fee options
Initial financial plan construction fee up to $1,500 based on hourly rate of $450, paid before services begin; Fixed fees for ongoing financial planning services ranging from $950 to $2,750 annually, paid bi-annually in advance.
$0 - $500,000: 1.00% $500,001 - $3,000,000: 0.90% $3,000,001 - $10,000,000: 0.80% $10,000,001+: 0.60%
Standard hourly rate is $450 per hour for project-based financial planning and educational seminars.
Account minimum: $25,000 (may be reduced or waived on a case-by-case basis) Fee-only: Fee-only firm; compensation solely from clients for services, no commissions or sales compensation.
Main office
Kirkland WA
Advisors at this office
2
Most active in
Washington
Also doing business as
Finomenon Investments · Finomenon Investments LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Shabrish M
Series 66
Kirkland, WA
Finomenon Investments LLC
Shabrish Menon is a financial advisor at Finomenon Investments LLC with two years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise Financial Services and Amazon. Outside of his advisory role, he serves as Chief Investment Officer of Panum Capital, a private family office in India, and is the Founder and Fundraising Chair of Thrivehub Foundation, a nonprofit supporting small businesses. Finomenon Investments provides fee-only investment management and financial planning to individuals, high-net-worth clients, charitable organizations, and businesses. The firm offers discretionary and non-discretionary portfolio management, ongoing and project-based financial planning, and public educational seminars, using a tailored asset allocation approach that blends fundamental analysis with passive and active strategies, including ESG options upon client request.
Dipit G
Series 65
Kirkland, WA
Finomenon Investments LLC
Dipit Gupta is a financial advisor at Finomenon Investments LLC in Kirkland, WA, holding a Series 65 license with one year of industry experience. Prior to joining Finomenon, Dipit completed full-time education at the University of California at Berkeley. Finomenon Investments provides fee-only investment management and financial planning services to individuals, high-net-worth clients, charitable organizations, and businesses. The firm employs a tailored asset allocation approach combining fundamental analysis with both passive and active strategies, and offers ongoing portfolio management, project-based planning, and public educational seminars.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)