A complete list of active advisors currently associated with First American Asset Advisory, LLC

Warmer can help you find a great advisor at First American Asset Advisory, LLC or one who fits your needs even better.

First American Asset Advisory provides investment management to individuals, corporations, and business entities, with a client base concentrated among high‑net‑worth individuals and a general account minimum of $250,000 (waivable, with legacy accounts potentially grandfathered). Services focus on portfolio management using mutual funds, ETFs, individual debt and equity securities, and allocations to Independent Managers, delivered through both discretionary and non‑discretionary arrangements. The firm tailors portfolios to clients’ stated objectives, risk tolerances, and liquidity needs and conducts ongoing monitoring with at least quarterly reviews, drawing on fundamental, technical and cyclical analysis to construct allocations. A notable portion of assets is managed through non‑discretionary programs—including an RBC Advisor Account wrap program and “unbundled” (UNB) arrangements—so clients often retain final approval for transactions even as the firm provides investment recommendations and oversight. Several business practices distinguish the firm from many peers: it is under common control with Morgan Wilshire Securities, Inc., and certain supervised persons may offer commission‑based brokerage and insurance products, while the firm also participates in RBC wrap/UNB arrangements that can shift transaction costs to the firm. The brochure discloses additional uncommon features — payment to third‑party solicitors (15–20% of advisory fees), receipt of custodial technology and cash‑sweep payments, limited emphasis on standalone financial planning — all noted as potential conflicts addressed through the firm’s policies and disclosures.

To learn more about the advisors currently working at First American Asset Advisory, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.