First Georgetown Securities, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
First Georgetown Securities provides discretionary managed-account services primarily to individual clients, including high‑net‑worth investors, using growth, growth‑and‑income, and income strategies. The firm operates under written investment management agreements and typically applies a negotiable $250,000 account minimum.
The firm’s investment approach emphasizes tactical asset allocation informed by both fundamental and technical analysis, with typical holdings in Treasury securities, corporate bonds, common and preferred stocks, and mutual funds. First Georgetown may use option hedging, occasional short selling, and cash positions as risk‑management tools, and monitors accounts regularly (at least weekly).
The firm is also a FINRA‑registered broker‑dealer and several advisory representatives are registered to effect securities transactions; these representatives may receive commission compensation and the firm discloses and seeks to mitigate the related conflict (including reduced commission rates). Its brochure also discloses prior regulatory actions and states that client assets are held with third‑party qualified custodians while the firm performs fee deductions.
Client services
Expertise
Fee options
0.75% per annum
Clients charged commissions at 50% of firm's regular commission rates, with a minimum $25 commission per trade
Account minimum: $250,000
Main office
1700 Diagonal Road, # 200
Alexandria VA 22314
Advisors at this office
2
Most active in
Virginia
Also doing business as
First Georgetown Securities, Inc · First Georgetown Securities, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Charles H
Series 63, Series 65
Alexandria, VA
First Georgetown Securities, Inc.
Charles Harris is a financial advisor with First Georgetown Securities, Inc. in Alexandria, VA, holding Series 63 and Series 65 designations and over 45 years of industry experience. He has been with First Georgetown Securities since 1982. Outside of finance, he produced and stars in a YouTube TV pilot titled "Becoming Van Vlack," a project unrelated to his advisory work. First Georgetown Securities provides discretionary managed-account services primarily to individual and high-net-worth clients, using growth, growth-and-income, and income strategies. The firm emphasizes tactical asset allocation informed by fundamental and technical analysis and regularly monitors accounts to manage risk.
Robert M
Series 66
Alexandria, VA
First Georgetown Securities, Inc.
Robert Mann is a Series 66-licensed financial advisor with First Georgetown Securities, Inc. in Alexandria, VA. He has worked with the firm since 1975, bringing 50 years of industry experience. First Georgetown Securities provides discretionary managed-account services primarily to individual clients, including high-net-worth investors, emphasizing tactical asset allocation using growth, growth-and-income, and income strategies. The firm employs both fundamental and technical analysis and utilizes various risk-management tools such as option hedging and occasional short selling.
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