A complete list of active advisors currently associated with First Investment Corporation

Warmer can help you find a great advisor at First Investment Corporation or one who fits your needs even better.

First Investment Corporation is a small advisory firm that manages roughly $67.6 million in client assets across about 221 client relationships and provides services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and small businesses. The firm offers financial planning, discretionary investment management, hourly consultations, and retirement‑plan advisory services. Portfolios are built from mutual funds, exchange‑traded funds, stocks and bonds with asset allocation and suitability determined through client consultations and periodic reviews; the firm typically provides advice under discretionary authority and uses research from mutual fund companies and third‑party data providers. Financial planning is integrated with investment management, and clients may engage for one‑time plans, ongoing management, or retirement‑plan education and enrollment support. Uncommonly for similarly sized supported firms, the firm’s advisory representatives are also registered representatives of a FINRA‑registered broker‑dealer and the firm directs that broker‑dealer to establish and maintain client accounts, a structure under which representatives may receive commissions and 12b‑1 trail fees and some advisors hold insurance licenses and earn commissions on insurance products. The brochure discloses these affiliations and related conflicts of interest, notes the firm’s current preference for institutional mutual‑fund share classes where available, and describes processes for handling legacy Class A/C holdings.

To learn more about the advisors currently working at First Investment Corporation, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.