A complete list of active advisors currently associated with First Main Capital

Warmer can help you find a great advisor at First Main Capital or one who fits your needs even better.

First Main Capital is a very small independent registered investment adviser that provides financial planning and discretionary portfolio management primarily for individual and family clients. The firm bills on a percentage‑of‑assets‑under‑management basis for integrated planning and investment services, a common arrangement among independent advisers. Investment strategies emphasize ETF-based portfolios with an academic, factor-oriented equity approach (highlighting company size and valuation) and diversified fixed‑income/alternative allocations intended to reduce volatility. Accounts are monitored daily, use a formal 10‑year cash‑needs analysis in suitability determinations, and the firm will incorporate held‑away assets into clients’ overall asset allocation when requested. What distinguishes the firm from many peers is its scale and owner oversight: it operates with one adviser, four clients, and approximately $1.43 million in reported AUM, with the principal directly supervising all reviews. The brochure also discloses a prior Chapter 7 bankruptcy filing by the principal (discharged in 2016), identifies Altruist Financial as the custodian (with potential soft‑dollar/research benefits), and notes that the firm does not vote client proxies, leaving proxy notices to custodians.

To learn more about the advisors currently working at First Main Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.