First Security Financial Wealth Manager, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
74
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$0
About
First Security Financial Wealth Manager, Inc. provides advisory services to retirement plans and to individuals, offering limited‑scope ERISA 3(21) fiduciary services for qualified and non‑qualified plans and fee‑based financial planning and consulting. The firm also holds educational seminars and workshops for plan sponsors, participants, and the public, which are presented as general investment education.
The firm does not custody client assets or accept discretionary trading authority and does not provide direct portfolio management for individual client accounts; instead it refers accounts to third‑party managers and assists with investment policy development, monitoring of plan investment options, participant education, and ongoing liaison services. In those arrangements the firm delivers required disclosures and reviews quarterly statements while receiving referral compensation and coordinating with the third‑party manager.
Notable distinctions include an affiliation with an insurance business — the firm’s principal spends a substantial portion of time as an insurance agent and may offer insurance products for separate compensation — and the firm’s reliance on third‑party managers rather than charging percentage‑of‑AUM fees directly, a model that is less common among independent advisers. The firm discloses referral and incentive arrangements with its third‑party manager(s) and excludes certain hard‑to‑value plan assets from its ERISA services, practices that are documented in its Form ADV disclosures.
Client services
Financial planning
Pension consulting
Selection of other advisers
Educational seminars or workshops
Occupation focus
Founder/Business Owner
Fee options
Financial planning fixed fee of $750
$0+: 1.00% annually for ERISA Plan Services (maximum) $0+: FSFWM Fee: typically 1.00% annually of assets under management (negotiable), plus Gradient Investments Fees ranging from 0.40% to 1.15% depending on portfolio $0+: Gradient Investments Total Annual Fees range from 1.00% to 2.15% depending on portfolio type $0+: $300 flat fee for Client Directed Accounts (non-discretionary)
Minimum fee: $300 quarterly fee for Client Directed Accounts (GI managed) Fee-only: Financial planning fixed fee of $750 (waivable if plan implemented through FSFWM)
Main office location
First Security Financial Wealth Manager, Inc.
3501 N. Causeway Blvd. Suite 101
Metairie LA 70002, United States
Number of offices
2
Most active in
First Security Financial Wealth Manager, Inc. has reported serving >5 clients in these states in the last 12 months.
Louisiana · Mississippi
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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