Mission Viejo, CA Office

Fiscalis Advisory provides fee-only financial planning, investment advisory, and tax-related services to individuals, families, trusts, estates, and retirement plans. The firm serves a limited client base (24 clients) with approximately $46.8 million in assets under advisement and maintains a stated account minimum of $800,000 for engagements.

The firm follows an evidence-based, globally diversified investment approach that emphasizes asset allocation, low-cost mutual funds and ETFs, and high-quality fixed income, and it offers engagements on Open Retainer, Project Retainer, or hourly bases. Fiscalis delivers investment advice exclusively on a non-discretionary basis (clients retain final decision authority) and, for Open Retainer clients, implements recommendations only with client consent while requiring custody/execution through a designated custodian.

Distinctive features include that, as of the reporting date, all managed assets are handled non-discretionarily—an uncommon arrangement among peers—and the firm’s principal holds professional credentials in both financial planning and tax (CFP®, Enrolled Agent, CSPG) and provides tax preparation services to clients (occasionally for separate fees). The firm also requires use of a specific custodian for certain engagements and receives software and related services from that custodian, a relationship the brochure identifies as a potential conflict the firm monitors in its best-execution and conflict-management practices.