F
Flanagan Financial Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,449,924
Clients
5
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$4,289,985
About
Flanagan Financial Management provides discretionary portfolio management and tailored asset-allocation advice to individual clients and to charitable organizations, reporting $24,139,425 in discretionary assets under management across a very small number of client accounts (five). The firm gathers information on clients’ objectives and risk tolerance, implements continuous monitoring and rebalancing, and accepts client-imposed restrictions in writing.
The adviser customizes strategies to each client and may employ multiple methods of analysis—charting, technical and fundamental analysis, cyclical analysis, and both long- and short-term trading—while option writing is used only at a client’s request. Accounts are generally managed on a discretionary basis with at least annual reviews and additional reviews prompted by contributions, withdrawals, or significant market events.
Noteworthy features relative to peers include the firm’s explicit work with charitable organizations (an uncommon client type for similar independent advisers) and the concentration of a substantial asset base in very few client accounts, which allows highly individualized portfolio decisions. The firm does not participate in wrap fee programs, does not accept performance-based fees, and forwards proxy materials to clients rather than voting proxies on their behalf.
Client services
Portfolio management
Asset allocation services
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Fee options
$0 - $500,000: 0.70% $500,001 - $1,000,000: 0.60% Over $1,000,000+: 0.50%
$90 per hour for asset allocation services; negotiable
Account minimum: No minimum stated; however, the firm may terminate accounts that fall below a minimum size in their sole opinion
Main office location
Flanagan Financial Management
Norwich NY, United States
Number of offices
1
Most active in
Flanagan Financial Management has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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