Flanagan Financial Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Flanagan Financial Management provides discretionary portfolio management and tailored asset-allocation advice to individual clients and to charitable organizations, reporting $24,139,425 in discretionary assets under management across a very small number of client accounts (five). The firm gathers information on clients’ objectives and risk tolerance, implements continuous monitoring and rebalancing, and accepts client-imposed restrictions in writing.
The adviser customizes strategies to each client and may employ multiple methods of analysis—charting, technical and fundamental analysis, cyclical analysis, and both long- and short-term trading—while option writing is used only at a client’s request. Accounts are generally managed on a discretionary basis with at least annual reviews and additional reviews prompted by contributions, withdrawals, or significant market events.
Noteworthy features relative to peers include the firm’s explicit work with charitable organizations (an uncommon client type for similar independent advisers) and the concentration of a substantial asset base in very few client accounts, which allows highly individualized portfolio decisions. The firm does not participate in wrap fee programs, does not accept performance-based fees, and forwards proxy materials to clients rather than voting proxies on their behalf.
Client services
Expertise
Fee options
$0 - $500,000: 0.70% $500,001 - $1,000,000: 0.60% Over $1,000,000+: 0.50%
$90 per hour for asset allocation services; negotiable
Account minimum: No minimum stated; however, the firm may terminate accounts that fall below a minimum size in their sole opinion
Main office
Norwich NY
Advisors at this office
1
Most active in
New York
Also doing business as
Flanagan Financial Management · Flanagan, Erinn Duffy
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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