Flatrock Wealth Partners LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Flatrock Wealth Partners serves individuals, high net worth individuals, trusts, estates, foundations and businesses and reports managing about $417.6 million across roughly 73 client relationships. The firm provides wealth management that combines discretionary investment management with financial planning and custodial arrangements through major custodians.
The firm’s investment approach is household‑level and long‑term focused, explicitly incorporating outside assets, human capital, private business holdings, real estate and tax attributes when building portfolios that typically use ETFs, mutual funds and individual stocks. Flatrock’s brochure describes use of fundamental and technical analysis, the potential allocation to private investment funds, interval and real estate vehicles, and the use of independent managers, leverage or short sales where appropriate.
Noteworthy for a firm of its size, the disclosures highlight principal involvement with private investment vehicles — including a co‑general partner role in a private real‑estate LLC — while stating clients are not offered interests in that vehicle, and the brochure indicates the firm may present hypothetical performance examples in its materials. The firm also generally imposes a $5 million relationship minimum and operates with a two‑advisor team, reinforcing its focus on high‑net‑worth relationships rather than mass‑market individual clients.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.65% annually $10,000,001 - $15,000,000: 0.50% annually $15,000,001 - $20,000,000: 0.45% annually $20,000,001 - $35,000,000: 0.35% annually $35,000,001+: Negotiable
Account minimum: $5,000,000 Fee-only: Fee-based advisory firm; no commissions or other compensation from product sponsors or third parties.
Main office
1301 Dove Street, Suite 910
Newport Beach CA 92660
Advisors at this office
2
Most active in
Arizona · California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John W
CFA®, Series 65, Series 63
Newport Beach, CA
Flatrock Wealth Partners LLC
John West is a CFA® charterholder based in Newport Beach, CA, with 12 years of industry experience. He has been with Flatrock Wealth Partners LLC since 2022 and previously worked at Research Affiliates, LLC for 15 years. Flatrock Wealth Partners serves high net worth individuals, trusts, estates, foundations, and businesses, managing approximately $417.6 million across about 73 client relationships. The firm focuses on household-level, long-term wealth management that incorporates a broad range of assets and typically uses ETFs, mutual funds, and individual stocks along with fundamental and technical analysis.
Kevin W
CFP®, Series 63, Series 65
Newport Beach, CA
Flatrock Wealth Partners LLC
Kevin Winters is a CFP® with 26 years of industry experience, currently serving as an advisor at Flatrock Wealth Partners LLC since 2022. He previously worked at Pacific Investment Management Company LLC and PIMCO Investments LLC from 2006 to 2022. Winters also works on an interim basis as a consultant to these firms and is a co-general partner in a private real estate LLC. Flatrock Wealth Partners provides wealth management, discretionary investment management, financial planning, and insurance consulting to high-net-worth individuals, trusts, foundations, and businesses. The firm employs a customized, primarily long-term investment approach combining ETFs, mutual funds, individual equities, and selective alternative investments, managing approximately $232 million across about 51 client relationships.
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