Flatrock Wealth Partners LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Flatrock Wealth Partners provides discretionary wealth management and financial planning to individuals, high‑net‑worth households, trusts, estates, foundations and select businesses. The firm reports about $417.6 million in assets under management across 73 client relationships and generally targets larger relationships, stating a typical minimum relationship size of $5 million.
The firm constructs customized, primarily long‑term portfolios using ETFs, mutual funds and individual equities, and may include private investment funds, options, real estate exposure and allocations to unaffiliated independent managers. Flatrock describes a process that combines fundamental and technical analysis with ongoing client contact and portfolio monitoring, and it acts as a fiduciary when providing advice.
Compared with many peers, Flatrock’s public materials and practice mix include a few uncommon elements: its outreach has presented hypothetical performance scenarios, and a firm principal is involved as a co‑general partner in a private real estate LLC (the brochure notes clients are not offered interests in that entity). The firm also discloses a minority passive equity interest held by a principal in a large asset manager and maintains institutional relationships with major custodians that provide operational support.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.65% annually $10,000,001 - $15,000,000: 0.50% annually $15,000,001 - $20,000,000: 0.45% annually $20,000,001 - $35,000,000: 0.35% annually Over $35,000,000+: Negotiable
Account minimum: $5,000,000 (may be waived at the sole discretion of the Advisor) Fee-only: Advisory fees based on tiered AUM schedule; no commissions; fees are exclusive of custody and transaction fees.
Main office
1301 Dove Street, Suite 910
Newport Beach CA 92660
Advisors at this office
3
Most active in
Arizona · California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John W
CFA®, Series 63, Series 65
Newport Beach, CA
Flatrock Wealth Partners LLC
John West is a CFA charterholder with 13 years of industry experience, currently serving as a financial advisor at Flatrock Wealth Partners LLC since 2022. His prior experience includes roles at Research Affiliates, LLC and Verus Advisory, Inc. He holds Series 63 and Series 65 licenses. Flatrock Wealth Partners provides discretionary wealth management and financial planning to high-net-worth individuals, households, trusts, estates, foundations, and select businesses. The firm focuses on customized, primarily long-term portfolios that incorporate ETFs, mutual funds, individual equities, and alternative investments, combining fundamental and technical analysis with ongoing client engagement.
Kevin W
CFP®, Series 63, Series 65
Newport Beach, CA
Flatrock Wealth Partners LLC
Kevin Winters is a CFP® with 26 years of industry experience. He is currently a financial advisor at Flatrock Wealth Partners LLC, where he has worked since 2022. His prior roles include positions at PIMCO Investments LLC and AllianceBernstein L.P. Winters also serves as a consultant to PIMCO and is a co-general partner in a private real estate LLC. Flatrock Wealth Partners provides discretionary wealth management and financial planning to individuals, high-net-worth households, trusts, estates, foundations, and select businesses. The firm manages approximately $417.6 million in assets across 73 client relationships, focusing on customized long-term portfolios using ETFs, mutual funds, individual equities, and other investment vehicles.
David J
CFP®, Series 66
Newport Beach, CA
Flatrock Wealth Partners LLC
David Jones is a CFP® with 21 years of industry experience, currently serving as an advisor at Flatrock Wealth Partners LLC. He previously worked at Yosemite Capital Management LLC for 14 years and Securities Equity Group for 12 years. Outside of his advisory role, he teaches a business law class at Concordia University as a substitute instructor. Flatrock Wealth Partners provides discretionary wealth management and financial planning services to individuals, high-net-worth households, trusts, estates, foundations, and select businesses. The firm manages approximately $417.6 million in assets across 73 client relationships, focusing on larger portfolios and constructing customized, primarily long-term investments using ETFs, mutual funds, individual equities, and other vehicles.
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