Flax Pond Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$221,949,161
Clients
119
Advisors
2
of 2 employees
About
Flax Pond Capital advises individual clients, including high‑net‑worth individuals, providing discretionary portfolio management and financial planning services such as single‑subject consulting and IRA rollover guidance. The firm reports managing about $222 million in client assets across roughly 119 client accounts.
Advisory services are customized to each client and typically delivered under discretionary authority, with written objectives and account restrictions used to guide trading and plan recommendations. The firm employs multiple analysis methods (including fundamental and cyclical analysis) and may use both long‑ and short‑term positions and more active or leveraged techniques—such as short sales, margin, leveraged ETFs, and frequent trading—when deemed suitable for a client’s goals and risk tolerance.
What is distinctive about the firm is the concentration of substantial assets under a single‑advisor model, an uncommon configuration among similar supported firms. Flax Pond also advises on a broad set of investment types beyond typical mutual funds and equities—including REITs, warrants, limited partnership interests (such as oil and gas partnerships)—and operates through a single custodian platform, which shapes its execution and research access.
Client services
Expertise
Fee options
$0 - $50,000: 1.25% $50,001 - $150,000: 1.00% $150,001 - $250,000: 0.90% $250,001+: 0.80%
$350 per hour for stand-alone financial planning or consultative services
Main office
Merion Station PA
Advisors at this office
2
Most active in
California · Massachusetts · Nebraska · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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