A complete list of active advisors currently associated with Fleming & Associates, LLC
Warmer can help you find a great advisor at Fleming & Associates, LLC or one who fits your needs even better.
Fleming & Associates provides ongoing portfolio management and financial planning to individuals, high‑net‑worth clients, and corporate pension and profit‑sharing plans. The firm also directs some clients to third‑party advisers and recommends a wrap fee program as part of its service offerings. The firm’s investment process emphasizes fundamental analysis and the creation of a written Investment Policy Statement that documents each client’s goals, risk tolerance, time horizon, asset allocation, and regular monitoring. It offers written financial plans on fixed or hourly terms and conducts periodic educational seminars and workshops for clients and the general public at no charge. Distinctive features include that the sole adviser is separately licensed to sell insurance products and accepts commissions for those sales — an outside business activity the firm discloses and documents as a potential conflict of interest. The firm also works with institutional retirement clients and directs some accounts to a specific third‑party manager and to Charles Schwab Advisor Services for custody and institutional support.
To learn more about the advisors currently working at Fleming & Associates, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
San Diego, CA
| 23
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")