Fleming Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fleming Financial Services is a team advisory firm managing roughly $58 million for individual and high‑net‑worth clients, with six advisors and several hundred client relationships. The firm provides discretionary portfolio management alongside comprehensive financial planning services that cover retirement planning, business planning, cash‑flow and debt management, insurance review, and estate planning.
The firm manages accounts on a client‑by‑client basis, implementing portfolios consistent with each client’s objectives, risk tolerance, and written restrictions, and it typically operates under limited trading authority for discretionary accounts. In forming and executing investment decisions FFS uses third‑party software and custodian research — including pricing and market data — and conducts at least annual reviews, while recommending a primary custodian relationship to facilitate trade execution and custody.
Compared with many team firms, FFS discloses the production of periodicals and client newsletters and the presentation of educational seminars or workshops, and it emphasizes the use of security pricing/analytics in its investment process, features that are relatively uncommon among peers. The brochure also discloses that certain staff are licensed to sell insurance and that the firm participates in solicitor and custodian programs, with related conflicts of interest described in its disclosures.
Client services
Expertise
Fee options
Financial planning fixed fees range between $495.00 and $4,995.00, negotiable.
Advisory professionals may receive commissions for insurance product sales.
Financial planning hourly rate of $150.00 per hour, negotiable.
Account minimum: $50,000
Main office
4702 E. Southern Av
Mesa AZ 85206
Advisors at this office
4
Most active in
Arizona
Also doing business as
Fleming Financial Services · Fleming Financial Services, Incorporated
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Sean F
Series 65
Mesa, AZ
Fleming Financial Services
Sean Fleming is a financial advisor at Fleming Financial Services in Mesa, AZ, with eight years of industry experience. He holds a Series 65 designation and has been with Fleming Financial Services since 2013. Outside of advising, he hosts a weekly radio show called My Smart Retirement on Money Radio. Fleming Financial Services is a team advisory firm managing approximately $58 million for individual and high-net-worth clients. The firm offers discretionary portfolio management and comprehensive financial planning services tailored to each client’s objectives and risk tolerance.
Geoffrey G
Series 66
Mesa, AZ
Fleming Financial Services
Geoffrey Garner is a financial advisor at Fleming Financial Services with 11 years of industry experience. He holds the Series 66 designation and has previously worked at Morgan Stanley, Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fleming Financial Services is a team advisory firm managing approximately $58 million for individual and high-net-worth clients. The firm offers discretionary portfolio management and comprehensive financial planning, focusing on personalized investment strategies aligned with client objectives and risk tolerance.
Michael S
Series 65
Mesa, AZ
Fleming Financial Services
Michael Saban is a Series 65-licensed advisor with Fleming Financial Services, where he has worked since 2020. He has four years of industry experience and also serves as an Education Director at Online Trading Academy. Fleming Financial Services is a team advisory firm managing approximately $58 million for individual and high-net-worth clients. The firm provides discretionary portfolio management and comprehensive financial planning services tailored to each client's objectives and risk tolerance.
Nancy F
CFP®, Series 63, Series 65
Mesa, AZ
Fleming Financial Services
Nancy Fleming is a CFP® with 20 years of industry experience and is a principal at Fleming Financial Services. She has been with the firm since 1997 and currently works as part of a six-advisor team. Outside of her advisory role, she hosts a weekly radio show called My Smart Retirement, which airs on Money Radio and is available on various digital platforms. Fleming Financial Services manages approximately $58 million for individual and high-net-worth clients, offering discretionary portfolio management and comprehensive financial planning services tailored to each client’s objectives and risk tolerance. The firm distinguishes itself by producing educational content and utilizing advanced security pricing and analytics in its investment process.
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