Fleming Wealth

Fleming Wealth provides investment management and comprehensive financial planning services to individual and high-net-worth clients, including business owners seeking exit or succession planning. The firm operates as a fee-only adviser and coordinates with third‑party professionals at a client's request while directing custody and execution to a single institutional custodian.

For investment management, Fleming Wealth constructs individualized investment policies and asset-allocation targets and manages portfolios on a discretionary basis, taking into account objectives, risk tolerance, family composition, and tax considerations. Its approach blends Modern Portfolio Theory with both passive and active strategies and employs fundamental, technical, and cyclical analysis, with a generally long-term orientation for holdings.

Notable features that distinguish the firm include the explicit offering of both project-based and ongoing financial planning under fixed-fee arrangements alongside discretionary portfolio management—an arrangement that is statistically uncommon for firms of this regulatory profile. The firm also clearly excludes private funds, other alternative investments, and cryptocurrencies from its advisory offerings, does not accept commissions or third‑party compensation, and leaves proxy voting to clients.