Fleming Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fleming Wealth Strategies provides investment advisory and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm reports managing approximately $46.9 million for roughly 70 clients and offers portfolio management, financial planning/consulting, and pension consulting services tailored to client needs.
The firm typically manages accounts on a discretionary basis, developing customized portfolios, monitoring performance, and rebalancing as market conditions or client circumstances change; it may employ fundamental and cyclical analysis and occasionally use short-term trading or options when suitable. Fleming Wealth Strategies also offers access to LPL-sponsored model and allocation programs (Optimum Market Portfolios and Model Wealth Portfolios) and conducts at least annual reviews with clients.
Notable distinctions include the adviser’s dual registration as a registered representative of a broker-dealer (LPL Financial) and licensure to sell insurance products, which can generate commission-based compensation in addition to advisory fees. The firm also provides pension plan consulting with participant education and seminars (not offered to the public) and distributes periodicals/newsletters—services that are relatively uncommon among similar independent advisory firms.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 1.50% $250,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 0.90% $5,000,001+: 0.60%
Insurance commissions earned by Mr. Fleming for selling insurance products such as term insurance, disability insurance, annuities, or long-term care insurance; commissions are separate and in addition to advisory fees.
Starting at $250.00 per hour for financial planning or consulting services, negotiable depending on scope and complexity.
Account minimum: $250,000
Main office
19420 N. 59th Avenue, Suite B247
Glendale AZ 85308
Advisors at this office
1
Most active in
Arizona
Also doing business as
Fleming Wealth Strategies, LLC · Fleming, Timothy Francis
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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