FlexIncome Fund
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$224,500
Clients
2
50% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$112,250
About
FlexIncome Fund, LLC provides portfolio management and investment planning primarily for high‑net‑worth and institutional clients, as well as businesses and select retail investors. Services include customized portfolios that emphasize equities, exchange‑traded funds, and options to pursue income and risk‑adjusted returns, alongside retirement and cash‑flow planning.
The firm uses a blend of fundamental and technical analysis to construct diversified portfolios and pursues long‑term growth and income‑generation strategies while using options selectively for income and downside hedging. It offers performance‑based fee arrangements to qualified clients under SEC Rule 205‑3 and manages mixed fee accounts side‑by‑side with documented allocation policies and periodic compliance reviews to mitigate conflicts.
Notable distinctions include the firm’s explicit use of derivatives (options) within separately managed accounts and its willingness to enter performance‑based compensation arrangements—features that are uncommon among independent advisors. The firm reported modest regulatory assets under management (about $200,000 discretionary AUM for one client as of September 16, 2025), uses Interactive Brokers as custodian without taking custody itself, and concentrates its client base toward higher‑net‑worth and qualified investors rather than a broad non‑HNW individual clientele.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Income planning
Fee options
$5,000 per comprehensive financial plan
2% annually
$1,000 per hour
20% of net profits above a 5% annualized hurdle rate, subject to a high-water mark, billed annually to qualified clients
Account minimum: $100,000
Main office location
FlexIncome Fund
1 Pine Grove Court
Westhampton NY 11977, United States
Number of offices
1
Most active in
FlexIncome Fund has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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