Floyd Financial Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$164,000,000
Clients
686
Advisors
1
of 5 employees
About
The firm provides financial planning, discretionary portfolio management, and institutional retirement advisory services to individual and high‑net‑worth clients, preparing written financial plans and then implementing tailored investment strategies. It reports managing about $164.5 million in discretionary assets and generally serves household accounts (the brochure notes a $30,000 account minimum that may be waived).
The adviser emphasizes individualized asset allocation based on clients’ goals and risk tolerance and employs a mix of fundamental, technical, and cyclical analysis to construct portfolios. Portfolios commonly include mutual funds, ETFs, equities, bonds, REITs and master limited partnerships, and clients’ accounts are typically managed on a discretionary basis with custodial relationships (the brochure identifies Schwab as the recommended custodian).
Distinctive features include an unusually high client load per advisor—well over 300 clients per advisor—an uncommon ratio for firms of this size that may reflect a more scaled service model. The firm’s advisory personnel are also licensed insurance agents who may receive separate commissions for selling life and annuity products; the brochure discloses this potential conflict of interest and notes that clients are under no obligation to purchase insurance through the advisers.
Client services
Expertise
Fee options
Maximum 1.25% annually, negotiable, charged monthly in advance based on prior month-end value
Commission-based compensation earned by licensed insurance agents for selling insurance products, separate from advisory fees
Account minimum: $30,000
Main office
1304 W Battlefield Rd
Springfield MO 65807
Advisors at this office
1
Most active in
Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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