FMI Financial, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
FMI provides investment advisory services to institutional investors, high‑net‑worth individuals, corporate retirement plans, trusts and estates. Its offerings include discretionary portfolio management, investment consulting and manager recommendations, financial planning, retirement‑plan education and seminars; the firm also notes that tax preparation may be provided as part of advisory services.
The firm constructs individualized Investment Policy Statements and emphasizes a long‑term, diversified approach across no‑load mutual funds, ETFs, collective trusts, limited partnerships, equity and fixed‑income securities, and may use options and other derivatives for risk management. As of January 2, 2026, FMI reported $84,071,406 in discretionary assets under management and provides both discretionary asset management and non‑discretionary consulting with ongoing monitoring of recommended third‑party managers.
Distinctive elements in the brochure include an explicit statement that FMI does not accept referral or solicitor fees from recommended managers and that tax preparation can be bundled with advisory services. The firm also discloses periodic due diligence of service providers that use artificial intelligence components, and notes that, for accounts where it has trading authorization, it transacts through each client’s custodian rather than aggregating client orders and typically uses the Schwab Institutional custody and clearing platform.
Client services
Expertise
Occupation focus
Fee options
Flat fees for retirement plan services and seminars based on time commitment and scope
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50% $0 - $1,000,000: 1.50% $1,000,001 - $10,000,000: 1.00% $10,000,001 - $25,000,000: 0.50% $25,000,001+: 0.35%
$200 to $400 per hour depending on scope and complexity
Minimum fee: Investment Management: Minimum annual fee of $1,000; Private Wealth Management: Minimum annual fee of $15,000 Fee-only: Annual fees between 0.50% and 1.50% or a flat dollar fee, negotiable based on assets, service scope, and complexity
Main office
Oak Brook IL
Advisors at this office
3
Most active in
Illinois · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Giacomo M
Series 65
Oak Brook, IL
FMI Financial, Ltd.
Giacomo Manfredini is a financial advisor at FMI Financial, Ltd. with a Series 65 designation and one year of industry experience. Prior to joining FMI Financial in 2026, he worked at GoldStone Financial Group and has educational experience at Elmhurst University and Nazareth Academy. FMI Financial, Ltd. provides investment advisory services to institutional investors, high-net-worth individuals, corporate retirement plans, trusts, and estates. The firm offers discretionary portfolio management, investment consulting, and financial planning, emphasizing a long-term, diversified approach and individualized Investment Policy Statements.
Frank I
Series 65, Series 66
Oak Brook, IL
FMI Financial, Ltd.
Frank Iozzo is an advisor at FMI Financial, Ltd. with nine years of industry experience. He holds Series 65 and Series 66 designations and has previously worked at Capital Strategies, Inc. Group, J.P. Morgan Securities, and Chase Investment Services Corp. FMI Financial, Ltd. provides investment advisory services to institutional investors, high-net-worth individuals, corporate retirement plans, trusts, and estates, focusing on customized, long-term diversified portfolios and offering both discretionary asset management and non-discretionary consulting.
Katie B
CFP®
Oak Brook, IL
FMI Financial, Ltd.
Katie Blechschmidt is a CFP® professional with five years of industry experience. She has worked at FMI Financial, Ltd. since 2021 and was previously with Capital Strategies Investment Group from 2016 to 2021. FMI Financial, Ltd. provides investment advisory services to institutional investors, high-net-worth individuals, corporate retirement plans, trusts, and estates. The firm focuses on creating individualized Investment Policy Statements and employs a long-term, diversified approach using various investment vehicles, including mutual funds, ETFs, and derivatives for risk management.
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