Focal Point Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,279,726
Clients
27
44% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$639,990
About
Focal Point Financial Planning, LLC is an independent, single-advisor registered investment adviser overseeing roughly $17.3 million for 27 clients. The firm provides portfolio management and a range of financial planning services — including ongoing comprehensive planning and project-based work — to individuals, trusts, estates, retirement and pension plans, and high-net-worth clients.
The firm constructs client-specific investment policy statements and offers discretionary investment management that blends passive and active strategies. Its investment process uses multiple methods of analysis (fundamental, cyclical, technical, and tactical), and client portfolios may include stocks, bonds, mutual funds, ETFs, and exchange-traded products that provide exposure to cryptocurrencies, along with consideration of alternative investments where appropriate.
What sets the firm apart compared with many solo independent advisers is its employee benefit plan consulting and pension-plan work, including ongoing fiduciary services for employer-sponsored plans. The firm also provides investment management for Deferred Sales Trusts and engages in business-exit planning for owners and real estate investors, and it recently added disclosure language regarding cryptocurrency ETPs, reflecting a willingness to incorporate digital-asset access in small, tactical allocations.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business exit / sale strategy
Fee options
$0 - $500,000: 1.50% $500,001 - $3,000,000: 1.00% $3,000,001+: 0.50%
$150 per hour for Project-Based Financial Planning services
Account minimum: $500,000
Main office location
Focal Point Financial Planning, LLC
Pleasant Grove UT, United States
Number of offices
1
Most active in
Focal Point Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
California · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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