Focal Point Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Focal Point Financial Planning, LLC is an independent, single-advisor registered investment adviser overseeing roughly $17.3 million for 27 clients. The firm provides portfolio management and a range of financial planning services — including ongoing comprehensive planning and project-based work — to individuals, trusts, estates, retirement and pension plans, and high-net-worth clients.
The firm constructs client-specific investment policy statements and offers discretionary investment management that blends passive and active strategies. Its investment process uses multiple methods of analysis (fundamental, cyclical, technical, and tactical), and client portfolios may include stocks, bonds, mutual funds, ETFs, and exchange-traded products that provide exposure to cryptocurrencies, along with consideration of alternative investments where appropriate.
What sets the firm apart compared with many solo independent advisers is its employee benefit plan consulting and pension-plan work, including ongoing fiduciary services for employer-sponsored plans. The firm also provides investment management for Deferred Sales Trusts and engages in business-exit planning for owners and real estate investors, and it recently added disclosure language regarding cryptocurrency ETPs, reflecting a willingness to incorporate digital-asset access in small, tactical allocations.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $3,000,000: 1.00% $3,000,001+: 0.50%
$150 per hour for Project-Based Financial Planning services
Account minimum: $500,000
Main office
Pleasant Grove UT
Advisors at this office
1
Most active in
California · Utah
Also doing business as
Focal Point Financial Planning, LLC · Focal Point Financial Planning
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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