Focus Planning Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual clients (including high-net-worth individuals), small businesses, charitable organizations and retirement plans, providing comprehensive financial planning, investment consultation and portfolio management. Its planning work covers retirement and distribution strategies, college funding, tax and estate considerations, risk management, employee benefits and guidance related to divorce or business transitions, and can be delivered as broad-based or modular engagements with implementation support and periodic reviews.
Its investment approach emphasizes Modern Portfolio Theory with a preference for low-cost, passive ETFs and a buy-and-hold posture with periodic rebalancing, while retaining the flexibility to use actively managed funds, individual equities, fixed income, master limited partnerships and REITs where passive strategies appear less appropriate. The firm also employs a blend of fundamental, charting and technical analyses and typically manages accounts under written investment guidelines on either a discretionary or nondiscretionary basis with regular monitoring.
A notable feature is the firm’s provision of periodic, complimentary educational seminars and workshops on topics such as personal finance, retirement planning and estate considerations, which is uncommon among peers. The firm’s combination of passive portfolio construction with technical/charting analysis, together with its modular planning options and coordination with other professionals, may be of interest to clients seeking both educational programming and hands-on implementation assistance.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.85% annually $2,000,001 - $3,000,000: 0.75% annually $3,000,001 - $4,000,000: 0.65% annually $4,000,001 - $5,000,000: 0.55% annually $5,000,001+: 0.50% annually
$300 per hour, billed in 15-minute increments
Minimum fee: Fixed fee of $3,750 for multi-component financial planning engagements Fee-only: Fixed fee of $3,750 for financial planning; hourly fee of $300 per hour for limited planning engagements
Main office
Bayport NY
Advisors at this office
1
Most active in
New York · Texas
Also doing business as
Focus Planning Group · Focus Planning Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)