Focus Point Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Focus Point Capital primarily serves other investment advisers, managed‑account program sponsors, TAMPs/UMAs, financial institutions, family offices and institutional clients, acting mainly as a subadviser or third‑party portfolio manager rather than a retail wealth manager. The firm provides discretionary management for assigned strategy sleeves and also delivers non‑discretionary model portfolios to RIAs and institutional users, while maintaining a small number of longstanding direct discretionary accounts.
Its investment process generally follows standardized strategies rather than individualized financial planning; the multi‑asset FPC Macro strategy is implemented with ETFs and a proprietary risk framework that combines fundamental, technical and volatility indicators to stratify market regimes and adjust allocations. The Focus Point Concentrated Equity strategy holds about twenty positions divided among Old Economy, New Economy and Income categories, with documented buy and sell disciplines and ongoing monitoring and rebalancing.
What is noteworthy is the firm’s distribution and affiliation profile: it is oriented toward serving other advisers and platform sponsors (an uncommon client mix) and discloses a material affiliation with another registered investment adviser, a relationship the firm acknowledges may create conflicts when that affiliate allocates assets to Focus Point. The firm also highlights its dual role as both discretionary subadviser and non‑discretionary model provider—an operational distinction that can lead to implementation and execution differences between discretionary accounts and model recipients and is addressed in its trade‑rotation and model‑dissemination procedures.
Client services
Expertise
Occupation focus
Fee options
$12,000 annually, payable at $1,000 per month in arrears for the FPCE Model Portfolio Service
Less than $10 million - $10 million: 0.60% $10 million - $50 million: 0.50% Over $50 million+: 0.40%
Main office
See office3065 11th Street
Boulder CO 80304
Advisors at this office
1
Offices (3)
Most active in
California · Colorado · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Kevin M
Series 65
Arvada, CO
Focus Point Capital LLC
Kevin Malloy is a financial advisor at Focus Point Capital LLC with a Series 65 designation and one year of industry experience. He has been associated with Focus Point Capital and FPF Wealth LLC since 2026 and has been involved with End5 Insights LLC since 2013. Focus Point Capital primarily serves other investment advisers, managed-account program sponsors, financial institutions, family offices, and institutional clients, functioning mainly as a subadviser or third-party portfolio manager. The firm offers discretionary management and non-discretionary model portfolios through strategies that emphasize standardized approaches using ETFs and proprietary risk frameworks.
Kevin C
Series 63, Series 65, Series 66
Dacono, CO
Focus Point Capital LLC
Kevin Campbell is a financial advisor at Focus Point Capital LLC with 24 years of industry experience. He holds the Series 63, 65, and 66 licenses and has worked at several firms, including James Alpha Advisors, FDX Capital LLC, and Global Financial Private Capital, LLC. Focus Point Capital primarily serves other investment advisers, managed-account program sponsors, financial institutions, family offices, and institutional clients by providing discretionary management and non-discretionary model portfolios, focusing on multi-asset and concentrated equity strategies implemented through ETFs and proprietary risk frameworks.
Caleb S
Series 65
Boulder, CO
Focus Point Capital LLC
Caleb Sevian is a financial advisor with Focus Point Capital LLC, holding a Series 65 credential and over 23 years of industry experience. His prior roles include positions at Perella Weinberg Partners Capital Management and Tenet Capital LLC. He owns and operates several businesses outside of investment advising, including Focus Point Strategy LLC, which provides transactional and business consulting services, and Focus Point LMI LLC, offering institutional economic and technical research. Focus Point Capital primarily serves other investment advisers, managed-account program sponsors, financial institutions, family offices, and institutional clients, acting mainly as a subadviser or third-party portfolio manager. The firm employs standardized multi-asset and concentrated equity strategies that incorporate proprietary risk frameworks and maintains a focus on both discretionary and non-discretionary portfolio management.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)