Focused Capital Investment, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$5,960,176
Clients
42
Advisors
1
of 2 employees
About
Focused Capital Investment, LLC provides discretionary investment management and financial planning to individuals, high-net-worth clients, and pension plans. Services include portfolio construction and ongoing supervision across mutual funds, ETFs, individual stocks and bonds, and limited partnership interests, with retirement-plan fiduciary advice when applicable.
The firm’s investment process is oriented toward long-term holding informed by fundamental analysis and modern portfolio theory, with tactical use of technical analysis and periodic rebalancing. It also uses options — specifically the sale of puts and calls in separately managed accounts — to generate income and potentially enhance returns, and may hold positions for shorter periods when client objectives or market conditions warrant.
Noteworthy differentiators relative to peers include the active use of derivatives within client accounts (an uncommon practice among similar firms) and participation in an institutional brokerage program that provides access to research and block-trading capabilities. The lead advisor’s ongoing teaching and tutoring in mathematics, personal finance and real estate investing informs the firm’s analytical approach, and the firm offers financial planning to certain clients at no additional charge.
Client services
Expertise
Fee options
$0 - $499,999: 1.25% annually $500,000 - $999,999: 0.95% annually $1,000,000 - $1,999,999: 0.90% annually $2,000,000 - $4,999,999: 0.80% annually $5,000,000+: 0.75% annually
Main office
49 Straw Flower
Irvine CA 92620
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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