Fondren Oaks Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fondren Oaks Capital Management provides discretionary asset management, financial planning, and retirement‑plan advisory services for high‑net‑worth individuals, trusts, and tax‑qualified retirement plans. The firm operates with a small two‑advisor team and a compact client roster — managing roughly $22.8 million on a discretionary basis for 19 clients — and does not serve non‑high‑net‑worth individual retail clients.
FOCM tailors portfolios and written financial plans to clients’ stated goals and risk tolerances, using fundamental analysis, Modern Portfolio Theory, stress testing and periodic rebalancing as part of its investment process. The firm also recommends and allocates to third‑party/sub‑advisory money managers when appropriate and provides ongoing client communication and quarterly reporting.
What is distinctive about the firm is the combination of a small advisory team and an outsized non‑management advisory footprint — the brochure discloses approximately $121.6 million in additional non‑managed assets — alongside its ERISA services, where it serves as both a 3(21) co‑fiduciary and, in some cases, a discretionary 3(38) manager and provides participant‑level enrollment and guidance. This mix of plan fiduciary responsibilities and personalized HNW wealth management from a small firm is less common among peers.
Client services
Expertise
Occupation focus
Fee options
$1,000 to $2,500 for comprehensive financial planning (negotiable)
$0 - $1,500,000: 1.00% annually $1,500,001 - $5,000,000: 0.80% annually $5,000,001+: 0.70% annually
$200 per hour for financial planning (minimum hourly fee)
Account minimum: $100,000 (negotiable)
Main office
See office3100 Monticello, Ste. 830
Dallas TX 75205
Advisors at this office
1
Offices (2)
Most active in
Texas
Also doing business as
Fondren Oaks Capital Management · Fondren Oaks Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jason M
Series 65
Montgomery, TX
Fondren Oaks Capital Management
Jason Mills is a Series 65-licensed financial advisor with Fondren Oaks Capital Management in Montgomery, TX, where he has worked since 2019. He has seven years of industry experience and previously spent 13 years at Retirement Horizons Inc. Fondren Oaks Capital Management serves high-net-worth individuals, trustees, and employer retirement-plan sponsors, focusing on tailored asset management and retirement-plan advisory services. The firm employs an active investment approach combining fundamental analysis, Modern Portfolio Theory, and stress-testing, and provides both 3(21) and 3(38) fiduciary options despite its small size.
Jeffrey S
Series 65
Dallas, TX
Fondren Oaks Capital Management
Jeffrey Sears is a financial advisor at Fondren Oaks Capital Management in Dallas, TX, holding a Series 65 designation with 10 years of industry experience. He has worked at Fondren Oaks since 2017 and previously spent two years with Oakview Capital Management, LLC. Fondren Oaks Capital Management provides discretionary asset management, financial planning, and retirement-plan advisory services for high-net-worth individuals, trusts, and tax-qualified retirement plans. The firm operates with a small two-advisor team, managing approximately $22.8 million in discretionary assets for 19 clients, and combines personalized wealth management with ERISA plan fiduciary services.
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