Foothills Investments, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Foothills Investments, L.L.C. provides portfolio analysis, financial planning, investment management and periodic educational seminars to a mix of clients, including individuals, trusts, estates, corporations and other business entities. Services include one‑time portfolio reports, tiered tax‑centric financial planning packages and ongoing discretionary investment management engagements.
The firm’s investment process blends asset allocation using both passive and active vehicles with fundamental, technical and economic analysis, and explicitly incorporates tax‑aware and tax‑advantaged considerations into portfolio and planning recommendations. FIL may accept discretionary trading authority, conducts periodic reviews, and serves as a fiduciary when advising on retirement plan and IRA accounts.
The firm is affiliated with an operating CPA practice and discloses that its principal devotes the majority of their time to providing tax and accounting services, enabling the firm to offer integrated tax and investment advice. FIL also offers no‑cost educational seminars, a “Fresh Perspective” review service for clients already working with other advisors, and planning packages that address corporate tax issues, employee equity programs and retirement‑plan matters, a combination of services not commonly emphasized by many peer investment managers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Business ownership considerations
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Self-Employed
Founder/Business Owner
Executive
Fee options
Portfolio Analysis: Fresh Perspective $500 (one-time, payable in advance); Wealth Wellness $750 (one-time, payable in advance); Financial Planning Packages (quarterly fees in arrears): Fundamental $2,000; Involved $3,000; Intricate $6,000
$0 - $1,000,000: 1.25% $1,000,001 - $2,500,000: 1.05% $2,500,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.65% $10,000,001 - $25,000,000: 0.45% $25,000,001+: 0.25%
Main office location
Foothills Investments, L.L.C.
Lakewood CO, United States
Number of offices
2
Most active in
Foothills Investments, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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