Forbes Financial Planning, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$237,696,850
Clients
871
Advisors
1
of 3 employees
About
Forbes Financial Planning, Inc. provides comprehensive financial planning, discretionary investment management, and pension consulting to individuals, high-net-worth clients, trusts, estates and qualified retirement plan sponsors. The firm reports managing about $240.5 million in client assets and serves a large number of individual accounts.
FFP tailors plans and portfolios to individual goals and typically implements portfolios using no-load mutual funds and exchange-traded funds, exercising limited discretionary authority to rebalance and trade on clients’ behalf. The firm also manages assets held away from its recommended custodian using a third-party aggregation platform (Pontera) and directs custodial and execution services exclusively to Fidelity Clearing & Custody Solutions.
Two features distinguish FFP from many peers: it operates with an unusually high client-to-advisor ratio (a single-advisor practice serving over 800 clients), and it is affiliated with an in-house insurance agency, which the brochure discloses can lead to recommendations of insurance products as part of plan implementation. These structural characteristics — high client load per advisor and the insurance affiliation — are highlighted as potential considerations in the firm’s disclosures.
Client services
Expertise
Fee options
Fixed financial planning fee of $4,000 first year ($2,000 initial setup, $500 per quarter maintenance)
$0 - $1,000,000: 1.10% Above $1,000,000 - $3,000,000: 1.00% Above $3,000,000 - $5,000,000: 0.90% Above $5,000,000+: 0.75%
Financial planning hourly fee of $400 per hour
Minimum fee: Financial planning fixed fee of $4,000 for the first year, with $500 per quarter ongoing maintenance fee thereafter
Main office
660 Main Street, Unit C 3
East Greenwich RI 02818
Advisors at this office
1
Most active in
Connecticut · Florida · Massachusetts · New York · Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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