Forest Park Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Forest Park Capital LLC provides portfolio management and financial planning services to individuals, including high-net-worth clients, and offers advice across mutual funds, ETFs, fixed income, real estate funds, annuities and other insurance products. The firm states it has no account minimum and delivers written Investment Policy Statements tailored to each client’s goals, tax situation and risk tolerance.
FPCL typically seeks discretionary trading authority and uses a mix of methods — including fundamental and quantitative analysis, technical/charting techniques, and modern portfolio theory — to construct and monitor portfolios. It employs long-term trading approaches and may use options strategies (including covered and uncovered positions) alongside traditional asset classes when appropriate.
Notable differences from many peers include that FPCL’s advisors are also licensed insurance agents who accept commissions for recommended insurance and annuity sales; the firm discloses these conflicts and documents recommendations when commissions are involved. The firm requires custody through Schwab Institutional, manages about $60 million for roughly 110 client relationships, and operates with a small advisory team, factors that shape its service model and operational practices.
Client services
Expertise
Fee options
Fixed financial planning fees between $1,200 and $3,000
1.25% annually
Main office
4142 Keaton Crossing Blvd Ste 106
O Fallon MO 63368
Advisors at this office
3
Most active in
Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Dana R
Series 65
O Fallon, MO
Forest Park Capital LLC
Dana Rice is a financial advisor at Forest Park Capital LLC with a Series 65 designation and one year of industry experience. Prior to joining Forest Park Capital, Rice worked at Financial Legacy Associates and has been involved in financial coaching through Elevate Financial Coaching, LLC since 2023. Additionally, Rice has a background in dental hygiene, working at Excellence in Dentistry since 2017. Forest Park Capital LLC provides portfolio management and financial planning services to individuals, including high-net-worth clients, using a combination of fundamental and quantitative analysis, technical charting, and modern portfolio theory to manage diversified portfolios. The firm offers customized Investment Policy Statements and employs a long-term trading approach that may include options strategies.
Robert R
Series 63, Series 65
O Fallon, MO
Forest Park Capital LLC
Robert Read is a financial advisor at Forest Park Capital LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Integrity Alliance, LLC, CWR Private Client Group, and Adams, Boston & Wansing. Outside of his advisory role, he is the owner of Community 1st Insurance Group and serves as president of the Cottleville Weldon Spring Chamber of Commerce board. Forest Park Capital LLC provides portfolio management and financial planning services to individuals, including high-net-worth clients. The firm employs a combination of fundamental, quantitative, and technical analysis alongside modern portfolio theory to manage portfolios and offers tailored Investment Policy Statements without account minimums.
Joseph A
Series 63, Series 65
O Fallon, MO
Forest Park Capital LLC
Joseph Anderson is a financial advisor with Forest Park Capital LLC in O’Fallon, MO, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. His prior roles include positions at Integrity Advisory Solutions, Correct Capital Wealth Management, and Severin Investments LLC. He is also a licensed insurance agent. Forest Park Capital LLC provides portfolio management and financial planning services to individuals, including high-net-worth clients, using a disciplined approach that combines fundamental and quantitative analysis, technical techniques, and modern portfolio theory. The firm manages approximately $60 million for about 110 client relationships and offers tailored investment policy statements without account minimums.
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