Forge Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Forge Advisory LLC provides discretionary portfolio management and financial planning to individual and high-net-worth clients. Its services include creating individualized Investment Policy Statements and tailored plans that address retirement, tax, education, insurance, and debt/credit considerations.
The firm describes an investment process that combines fundamental and quantitative analysis with modern portfolio theory and a long-term trading orientation, constructing portfolios from mutual funds, ETFs, fixed income, REITs, private placements and insurance products. FAL documents client risk tolerance and tailors asset allocation by account type (taxable versus retirement) and other client-specific factors, managing accounts under discretionary authority.
The brochure discloses a material affiliation with insurance activities: the principal is an independent licensed insurance agent (licensed in Michigan, Ohio, Kentucky, Indiana, Pennsylvania, Illinois, North Carolina, and New York, license no. 1581836) and accepts commissions for insurance product sales, a conflict the firm says it will disclose and monitor. The firm is newly formed (June 2026) and reported no assets under management as of July 2026; it also requires use of a specific custodian (Altruist Financial LLC) and does not aggregate block trades, which are operational features that may affect trade execution and service compared with many peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.35% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
Minimum fee: Minimum annual fee generally $3,000, may be waived at firm's discretion Fee-only: Fixed fees between $3,000 and $6,000 for financial planning and consulting
Main office
Temperance MI
Advisors at this office
1
Most active in
Indiana · Michigan · New York · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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