FORM Prosperity Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$118,372,840
Clients
324
Advisors
1
of 1 employees
About
FORM Prosperity Wealth Advisors, LLC is an independent registered investment adviser that provides discretionary asset management and integrated financial planning to individuals, high‑net‑worth clients, trusts, estates, charitable organizations and corporations or business entities. Financial planning is provided as part of the asset‑management relationship and client engagements vary in scope and duration.
The firm tailors investment programs to each client's stated goals, time horizon and risk tolerance, with discretionary authority to implement and rebalance portfolios and conduct quarterly account reviews. Its disclosures note reliance on fundamental and technical analysis and that client allocations may include mutual funds, ETFs, REITs, alternative investments and funds whose practices can involve derivatives, with corresponding risks monitored and disclosed.
What distinguishes the firm from many solo advisers is the combination of a large client base and outside business affiliations: the principal maintains licensed insurance and real estate activities (approximately 15% of his time) and holds operating real estate entities, arrangements the brochure identifies and discloses as potential conflicts of interest. The firm also reports managing over $100 million for more than 300 clients and accepts corporate/business clients in addition to individual households.
Client services
Expertise
Fee options
$0 - $249,999: 2.00% $250,000 - $499,999: 1.75% $500,000 - $749,999: 1.50% $750,000 - $999,999: 1.40% $1,000,000+: 1.25%
Commissions received by Managing Member from sale of insurance products and real estate
Minimum fee: $1,000 minimum annual fee per household
Main office
1490 South Price Road, Suite #105
Chandler AZ 85286
Advisors at this office
1
Most active in
Alaska · Arizona · Colorado · Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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