Forum Wealth Group

The firm provides ongoing portfolio management, comprehensive financial planning, and targeted advisory consulting to individuals, high‑net‑worth clients, charitable organizations, and corporate or business‑entity clients. Its services include both ongoing discretionary portfolio management and one‑time or fixed‑scope planning and consulting engagements with no stated account minimum.

The firm documents a Client Risk Profile for each engagement and applies Modern Portfolio Theory to guide asset allocation, offering both discretionary and non‑discretionary authority and quarterly reporting through the custodian. Investment strategies listed in the brochure range from mutual funds, ETFs and fixed income to annuities and a broad set of alternatives, and the firm discloses use of margin and options trading as part of its toolset and the option to use third‑party managers or model portfolios.

Noteworthy distinctions include the principal’s role as a licensed insurance agent and the firm’s acceptance of commissions for insurance product sales, a disclosed conflict of interest that the firm says it manages and documents for clients. The firm also highlights advisory work for institutional‑type entities, a willingness to use private placements, hedge funds, private equity and venture‑style investments, and a recent formation date with $0 in assets under management as of the filing date, factors that may affect capacity and potential conflicts given the principal’s other outside business activities.