Georgetown, TX Williams Drive Office
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Foundations Investment Advisors LLC
Multi-team
Firm-wide stats for Foundations Investment Advisors LLC
About
Foundations Investment Advisors, LLC is a registered investment adviser that provides financial planning and ongoing portfolio management to a broad client base, including individual and high‑net‑worth clients, employer‑sponsored retirement plans, and registered investment companies. Services are delivered through a large network of affiliated offices and investment adviser representatives and include investment management, financial planning, tax coordination, and sub‑advisory arrangements.
The firm tailors advice through confidential client profiles and assigns discretionary or non‑discretionary authority to its IARs, using model portfolios and an asymmetric rebalancing approach to manage drift. Foundations employs a mix of fundamental, technical, and cyclical analysis, may recommend structured products and alternative vehicles where suitable, and routinely uses third‑party sub‑advisers and custodians such as Schwab, Fidelity, and Pershing.
Foundations is notable for the scope of non‑advisory affiliations and structural arrangements disclosed in its brochure: it maintains an affiliated legal services entity, multiple insurance‑ and tax‑related affiliates and vendors (including document‑preparation and estate‑planning support), compensated referral relationships, and real‑property lease arrangements with affiliated or affiliated‑office parties, each identified as potential conflicts of interest. The firm also discloses that it provides portfolio management for registered investment companies and sub‑advisory services to other RIAs, and it recently reported a regulatory settlement with the SEC in its disclosure updates.
Based on Foundations Investment Advisors LLC
Location
4861 Williams Drive, Suite 105 Unit D
Georgetown TX 78633
Advisors at this office
2
Advisors at this office
Barbara T
ChFC®, Series 63, Series 65
Georgetown, TX
Foundations Investment Advisors LLC
Barbara Traylor Smith is a financial advisor with Foundations Investment Advisors LLC, holding the ChFC® designation and Series 63 and Series 65 licenses, with 19 years of industry experience. She has worked at Foundations Investment Advisors since 2019 and previously held positions at WealthSource Partners, LLC and Avant Garde Advisors LLC. Outside of her advisory role, she is the president and owner of Retirement Outfitters, LLC, an insurance agency. Foundations Investment Advisors, LLC provides financial planning and portfolio management services to individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm utilizes a combination of fundamental, technical, and cyclical analysis, offering tailored advice through a network of affiliated offices and investment adviser representatives.
Alyson H
Series 65
Georgetown, TX
Foundations Investment Advisors LLC
Alyson Huddleston is a financial advisor at Foundations Investment Advisors LLC with four years of industry experience. She holds a Series 65 designation and has previously worked in public school districts before joining Foundations in 2022. Outside of her advisory role, she is involved with Retirement Outfitters, focusing on insurance-related activities. Foundations Investment Advisors LLC provides financial planning and portfolio management to a diverse client base, including individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a combination of fundamental, technical, and cyclical analysis, utilizing model portfolios and working with third-party sub-advisers and custodians to tailor advice for its clients.
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