Sandy, UT Office
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Foundations Investment Advisors LLC
Multi-team
Firm-wide stats for Foundations Investment Advisors LLC
About
Foundations Investment Advisors, LLC is a registered investment adviser that provides financial planning and ongoing portfolio management to a broad client base, including individual and high‑net‑worth clients, employer‑sponsored retirement plans, and registered investment companies. Services are delivered through a large network of affiliated offices and investment adviser representatives and include investment management, financial planning, tax coordination, and sub‑advisory arrangements.
The firm tailors advice through confidential client profiles and assigns discretionary or non‑discretionary authority to its IARs, using model portfolios and an asymmetric rebalancing approach to manage drift. Foundations employs a mix of fundamental, technical, and cyclical analysis, may recommend structured products and alternative vehicles where suitable, and routinely uses third‑party sub‑advisers and custodians such as Schwab, Fidelity, and Pershing.
Foundations is notable for the scope of non‑advisory affiliations and structural arrangements disclosed in its brochure: it maintains an affiliated legal services entity, multiple insurance‑ and tax‑related affiliates and vendors (including document‑preparation and estate‑planning support), compensated referral relationships, and real‑property lease arrangements with affiliated or affiliated‑office parties, each identified as potential conflicts of interest. The firm also discloses that it provides portfolio management for registered investment companies and sub‑advisory services to other RIAs, and it recently reported a regulatory settlement with the SEC in its disclosure updates.
Based on Foundations Investment Advisors LLC
Location
11075 S State St, Suite 9 A
Sandy UT 84070
Advisors at this office
3
Advisors at this office
Fred S
Series 65
Sandy, UT
Foundations Investment Advisors LLC
Fred Schwendiman is a financial advisor at Foundations Investment Advisors LLC with 12 years of industry experience. He has worked at several firms, including AE Wealth Management, Brookstone Capital Management, and Heritage Wealth Management, where he has also sold life and annuity insurance products. Foundations Investment Advisors LLC provides financial planning and portfolio management services to a diverse client base, including individuals, high-net-worth clients, retirement plans, and registered investment companies. The firm uses a combination of fundamental, technical, and cyclical analysis, along with model portfolios and asymmetric rebalancing, to tailor investment advice.
Dallin S
Series 65
Sandy, UT
Foundations Investment Advisors LLC
Dallin Schwendiman is a financial advisor at Foundations Investment Advisors LLC with four years of industry experience. He holds a Series 65 credential and has worked at multiple firms including AE Wealth Management and Heritage Wealth Management. Schwendiman maintains an active role at Heritage Wealth Management focusing on investment planning and advising. Foundations Investment Advisors, LLC provides financial planning and portfolio management services to a diverse client base, including individuals, high-net-worth clients, retirement plans, and registered investment companies. The firm utilizes a combination of fundamental, technical, and cyclical analysis alongside model portfolios and an asymmetric rebalancing strategy.
Alma F
Series 65, Series 63
Sandy, UT
Foundations Investment Advisors LLC
Alma Frandsen is a financial advisor at Foundations Investment Advisors LLC with five years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Heritage Wealth Management and AE Wealth Management, LLC. Outside of her advisory role, she is involved in life and annuity sales through Heritage Wealth Management. Foundations Investment Advisors provides financial planning and portfolio management services to a wide range of clients, including individuals, high-net-worth investors, and retirement plans, utilizing a combination of fundamental, technical, and cyclical analysis along with model portfolios and third-party sub-advisers.
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