Fountain Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$37,900,000
Clients
64
Advisors
3
across 2 offices
About
Fountain Financial Group, with approximately $38.1 million in assets under management and three advisors, serves individuals (including high‑net‑worth clients), charitable organizations, and other financial professionals. The firm offers discretionary asset management, financial planning and consulting, oversight of variable annuity and universal life products, "assets held away" consulting, and educational instruction and model allocation guidance for other advisors.
The firm’s investment process combines fundamental and charting analysis and supports a range of strategies — from long‑ and short‑term holdings to options strategies — implemented under discretionary authority and reviewed at least quarterly. FFG may recommend or engage third‑party money managers and, in certain strategies, incorporate proprietary trading signals from an external signal provider while monitoring managers and client accounts for continued suitability.
FFG is distinctive among peers for its regular public and professional seminars and workshops and for contracting educational instruction and model allocation guidance to unaffiliated registered representatives, services that are less commonly offered by firms its size. The firm also maintains an affiliated insurance and precious‑metals business and receives referral/incentive arrangements from certain third‑party managers, relationships the firm discloses and manages through procedures to address potential conflicts of interest.
Client services
Expertise
Fee options
Assets Held Away one-time consulting: $500 - $2,000; educational instruction $500 - $3,000; seminars/workshops $500 - $3,000; ongoing Assets Held Away consulting annual fixed fees tiered ($500 - $9,500+); financial planning $500 - $5,000
$0 - $99,999: 1.95% per annum $100,000 - $249,999: 1.75% per annum $250,000 - $499,999: 1.55% per annum $500,000 - $749,999: 1.35% per annum $750,000 - $999,999: 1.15% per annum $1,000,000 - $1,499,999: 1.00% per annum $1,500,000 - $1,999,999: .95% per annum $2,000,000 - $4,999,999: .85% per annum $5,000,000 - $9,999,999: .75% per annum $10,000,000+: .65% per annum
Insurance products sold by co-owner through affiliated company for commission
Financial consulting services hourly fee $150 - $300; model allocation guidance $150 per hour
Account minimum: $25,000 Fee-only: Financial consulting services at $150 hourly rate; financial planning fixed fee $500 - $5,000
Main office
See office16921 E Palisades Blvd, Suite 105
Fountain Hills AZ 85268
Advisors at this office
2
Offices (2)
Most active in
Arizona · Minnesota · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mark J
CFP®, Series 63, Series 66
Fountain Hills, AZ
Fountain Financial Group, Inc.
Mark Johnson is a CFP® with 42 years of industry experience, currently serving as an advisor at Fountain Financial Group, Inc. since 2003. He also holds leadership roles in Fountain Professional Group, Inc. and Yellowstone Trust Administration, Inc., where he provides estate planning consulting, insurance services, and tax and accounting support for charitable trust clients. Fountain Financial Group manages approximately $38.1 million in assets and serves individuals, charitable organizations, and financial professionals. The firm employs a combination of fundamental and charting analysis in its discretionary investment strategies and is noted for offering educational instruction and model allocation guidance to other advisors.
Harold W
Series 63, Series 65
Fountain Hills, AZ
Fountain Financial Group, Inc.
Harold Walpole is a financial advisor at Fountain Financial Group, Inc. in Fountain Hills, AZ, holding Series 63 and 65 licenses with 29 years of industry experience. He has worked at multiple firms, including WFG Advisors, LP and Walpole Wealth Advisors, LLC, where he also engaged in teaching and writing about technical market analysis. Outside of advising, he serves as secretary for It's Your Health, PC. Fountain Financial Group manages approximately $38.1 million in assets with three advisors, serving individuals, charitable organizations, and other financial professionals. The firm employs a combined fundamental and charting analysis investment process, offering discretionary asset management, financial planning, and educational services, including public seminars and model allocation guidance for other advisors.
Robert W
ChFC®, Series 66
Apple Valley, MN
Fountain Financial Group, Inc.
Robert Ward is a ChFC® credentialed financial advisor with 23 years of industry experience. He has been with Fountain Financial Group, Inc. since 2017 and also serves as CEO of Oaks Financial Services, where he consults on retirement income strategies. In addition to his advisory roles, he is a licensed insurance agent and spends part of his time offering related products and advice. Fountain Financial Group provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as charitable organizations and financial professionals. The firm employs a range of strategies tailored to client objectives and risk tolerances, including fundamental and charting analysis, option writing, and third-party tactical signals.
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