Fountainhead Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$539,487,577
Clients
96
Advisors
2
of 3 employees
About
Fountainhead Financial, LLC is an SEC‑registered investment adviser that works with individuals, high‑net‑worth clients, business entities, and participant‑directed retirement plans. The firm provides non‑discretionary portfolio management, financial planning and consulting services, and retirement plan advisory support.
The firm operates primarily on a non‑discretionary basis—its Form ADV discloses $543 million in non‑discretionary assets under management as of December 31, 2025—which requires prior client consent for transactions and ongoing client involvement in trade approvals. It allocates assets among unaffiliated mutual funds, ETFs, and individual equity and fixed‑income securities, and notes it may, infrequently, employ options and permit borrowing or margin in separately managed accounts with client authorization.
Noteworthy features relative to peers include a relatively small advisory staff managing a large asset base (AUM per advisor above $200 million) and an affiliated insurance activity: a firm principal is a licensed insurance agent who may recommend insurance products on a commission basis, a disclosed conflict of interest. The firm also discloses that it does not vote client proxies and typically recommends a single custodial platform, disclosures that bear on custody, execution, and potential conflicts for prospective clients.
Client services
Expertise
Fee options
Fixed fees for certain consulting services; amount varies depending on scope and professional providing services.
$0 - $500,000: 1.0% (subject to $1,250 per quarter minimum fee) $500,000 - $1,000,000: 0.8% $1,000,000 - $5,000,000: 0.6% $5,000,000 - $20,000,000: 0.4% $20,000,000+: 0.3%
Insurance products offered by Managing Member as licensed insurance agent on commission basis.
Dominick J. Vetrano - $750/hour; Kevin E. Wozniak - $550/hour; Shelley Frank - $100/hour.
Account minimum: $500,000 Minimum fee: $1,250 per quarter minimum fee if assets under management are less than $500,000 (equivalent to $5,000 annually) Fee-only: Financial planning and consulting fees vary; formal written financial plan generally requires 50% payment in advance.
Main office
515 North State, 14th Floor
Chicago IL 60654
Advisors at this office
2
Most active in
Illinois · New Hampshire · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Dominick V
CFP®, CFA®, ChFC®, Series 63, Series 65
Chicago, IL
Fountainhead Financial, LLC
Dominick Vetrano is a CFP®, CFA®, and ChFC® with 35 years of industry experience. He has been with Fountainhead Financial, LLC since 2009. The firm provides investment advisory services, financial planning, and retirement plan consulting to individuals, business entities, and participant-directed retirement plans. Fountainhead Financial manages a significant pool of assets on a primarily non-discretionary basis, offering portfolio management, standalone planning, and hourly consulting engagements focused on mutual funds, ETFs, and individual securities.
Kevin W
CFP®
Chicago, IL
Fountainhead Financial, LLC
Kevin Wozniak is a CFP® professional with 15 years of industry experience, currently serving at Fountainhead Financial, LLC since 2009. He is based in Chicago, IL. Fountainhead Financial provides investment advisory services, financial planning, and retirement plan consulting to individuals, business entities, and participant-directed retirement plans. The firm primarily operates on a non-discretionary basis and manages a substantial asset base relative to its small advisory team.
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