Four Peaks Planning and Investments LLC
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About
Four Peaks Planning and Investments provides ongoing portfolio management and integrated financial planning primarily for individual and high‑net‑worth clients, managing roughly $60 million across several hundred client relationships. The firm also conducts educational seminars and workshops for clients and prospective attendees at no cost.
Advisory services are tailored to each client through an Investment Policy Statement and delivered on either a discretionary or non‑discretionary basis, with portfolio construction informed by fundamental analysis and modern portfolio theory. Investment strategies include long‑ and short‑term trading, options strategies, and allocations across mutual funds, ETFs (including precious‑metal ETFs), fixed income, annuities and inflation‑protected securities.
A distinctive feature is that the firm’s principal is a licensed insurance agent and may offer commissionable insurance and annuity products to clients, a relationship the firm discloses and documents as a potential conflict of interest. The principal also serves on a nonprofit investment committee overseeing manager selection, and the firm recommends institutional custody that provides research and educational resources which may benefit its advisory process.
Client services
Expertise
Fee options
1.20% annually
Main office
1760 E Pecos Rd, Suite 347
Gilbert AZ 85295
Advisors at this office
1
Most active in
Arizona · California
Also doing business as
Four Peaks Planning And Investments · Four Peaks Planning And Investments LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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