Fourthpoint Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,367,780
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
19
95% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
TypicalAverage account size
$2,966,725
About
The firm is a small independent RIA managing roughly $59 million for about 19 clients, offering portfolio management, fiduciary financial planning, and retirement-plan consulting to individuals, families, businesses and nonprofit employers. Its client base includes pension and profit‑sharing plan sponsors and other institutional-type clients in addition to individual households.
Investment management is delivered primarily on a non‑discretionary basis, with the firm reporting that client assets are managed non‑discretionarily while also arranging discretionary solutions when clients select outside separate account managers or third‑party model portfolios. Portfolios can include individual stocks and bonds as well as ETFs and mutual funds, and the firm uses custodial and reporting platforms to provide integrated planning and account reporting.
Distinctive features reported in the brochure include a separate insurance brokerage practice maintained by the firm’s principal, which can result in commission‑based conflicts when insurance products are recommended, and a formal role providing ERISA‑level retirement plan consulting for employer plans and rollover advice. The firm also discloses reliance on a single custodian relationship that supplies research and operational services (soft‑dollar benefits), a practice it identifies and seeks to manage.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Annuities
Charitable giving & philanthropy
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Long-term care insurance
Occupation focus
Founder/Business Owner
Fee options
$0 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.00%
Insurance brokerage commissions range from 50% to 100% of first year costs (around 10% for renewals after 10+ years)
$200 per hour (billed in 15-minute increments) for ad-hoc financial planning and consulting
Account minimum: $500,000 for individual accounts; $1,000,000 for business and non-profit accounts (minimums may be waived at firm's discretion) Minimum fee: $2,000 one-time onboarding fixed fee Fee-only: Fee-only advisory services; no commissions for investment advisory services
Main office location
Fourthpoint Advisors
Wellesley MA, United States
Number of offices
1
Most active in
Fourthpoint Advisors has reported serving >5 clients in these states in the last 12 months.
Maryland · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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