Frazer Bay Investments L. L. C.
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About
Frazer Bay Investments LLC provides discretionary investment management and securities advice to individuals, high‑net‑worth clients, and corporations, using a mix of ETFs, equities, options, mutual funds, and bonds. The firm manages a small number of client relationships and reports several million dollars in discretionary assets under management.
The firm’s investment process emphasizes tactical asset allocation guided by global intermarket analysis, sector trend and price‑pattern analysis, and a blend of fundamental and technical research to seek total return. Frazer Bay typically manages accounts on a discretionary basis and also advises on employee‑sponsored retirement plans under a separate engagement arrangement.
A distinctive feature is that Frazer Bay accepts performance‑based fees for qualified clients and uses a high‑water‑mark framework while managing performance‑fee and non‑performance‑fee accounts concurrently, with policies intended to mitigate conflicts of interest. The brochure also discloses a prior regulatory consent order concerning minimum net capital requirements and indicates recent updates to custody and disciplinary disclosures, which prospective clients may wish to review.
Client services
Expertise
Fee options
Flat fee charged for advisory services where client does not have a discretionary account with specified broker-dealer/custodian
$0 - $100,000: 2.00% annually $100,001 - $499,999: 1.50% annually $500,000+: 1.00% annually
$100 per hour for advisory services related to employee-sponsored retirement plans
Up to 20% of profits for qualified clients with a high water mark provision
Account minimum: $100,000
Main office
Burnsville MN
Advisors at this office
1
Most active in
Minnesota
Also doing business as
Frazer Bay Investments L. L. C. · Keelin, James Lee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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