Frazer Bay Investments L. L. C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Frazer Bay Investments LLC provides discretionary investment management and advisory services to individuals, high‑net‑worth clients, and corporations, and also offers advice on employee‑sponsored retirement plans. The firm manages a small number of client accounts and reports roughly $3.13 million in discretionary assets under management.
The firm’s investment approach emphasizes tactical asset allocation driven by global intermarket analysis, sector trend and price‑pattern analysis, and a mix of fundamental and technical methods to pursue total return. Portfolios may include ETFs, options, equities, mutual funds, and bonds; the firm states it generally does not prioritize tax considerations and that its strategies can involve relatively high turnover.
A distinctive feature is that Frazer Bay accepts performance‑based fees for certain qualified clients and has written policies intended to address the conflicts that can arise from side‑by‑side management. The brochure also discloses a 2018 regulatory consent order regarding maintenance of required net capital and notes that client accounts must be held at a custodian (currently Interactive Brokers), which may affect execution and custody arrangements.
Client services
Expertise
Fee options
Flat fee charged for advisory services when client does not have a discretionary account with specified broker-dealer/custodian (specific amounts not stated)
$0 - $100,000: 2.00% $100,001 - $499,999: 1.50% $500,000+: 1.00%
$100/hour for investment advice regarding employee-sponsored retirement plans
Up to 20% of profits generated in account for "qualified clients" with a high water mark provision
Account minimum: $100,000
Main office
Burnsville MN
Advisors at this office
1
Most active in
Minnesota
Also doing business as
Frazer Bay Investments L. L. C. · Keelin, James Lee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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