Fred Miller & Assoc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fred Miller & Assoc. provides discretionary portfolio management and investment advisory services primarily to high‑net‑worth individuals and to institutional clients. The firm reports a very small client base (three clients) and total assets under management of about $625,000.
According to the firm’s Form ADV, it delivers portfolio management for both individual and institutional accounts and charges fees based on a percentage of assets under management; the brochure also describes its account review practices (Items 4, 7, 13). The ADV references the firm’s investment methods and risk discussion (Item 8), indicating a focus on individualized management rather than standardized products.
What is distinctive about the firm is that it reports institutional portfolio management despite serving a very small number of clients and modest AUM, a combination that is uncommon among independent advisers. The brochure also documents the firm’s brokerage and custody disclosures (Items 12, 15), which may be relevant given its atypical mix of client types and the concentrated client roster.
Client services
Main office
Baton Rouge LA
Advisors at this office
1
Most active in
Louisiana
Also doing business as
Fred Maher Miller Jr. · Fred Miller & Assoc. · Fred Miller & Associates
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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