Freedom Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Freedom Capital Management, Inc. is an SEC-registered independent investment adviser that serves individuals, families, trusts, charitable organizations, business entities and retirement plans. The firm offers ongoing portfolio management (including discretionary services), financial and retirement planning, tax-aware investing, and assistance coordinating investment portfolios with estate planning objectives.
Before managing assets the firm documents client goals and constraints in an Investment Policy Statement and generally pursues a long-term, diversified asset-allocation approach with tactical adjustments and tax-loss harvesting when appropriate. Its investment process uses fundamental, technical and quantitative analysis, and the brochure notes a regular emphasis on actively traded large-cap equities where individual trades often involve six-figure amounts.
Notable operational details include that this is an initial Form ADV filing for the firm and that it is not registered as, nor does it have pending registration as, a broker-dealer. The firm permits personal trading by supervised persons but requires pre-clearance, periodic reviews and reporting under a written Code of Ethics to address potential conflicts.
Client services
Expertise
Fee options
$1,500 - $10,000 per engagement
$0 - $100,000: 1.00% to 1.25% annually $100,000 - $250,000: 0.95% to 1.20% annually $250,000 - $500,000: 0.85% to 1.10% annually $500,000 - $1,000,000: 0.80% to 1.05% annually $1,000,000+: 0.75% to 1.00% annually
$150 - $350 per hour
Account minimum: $250,000
Main office
Mill Valley CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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