Freedom Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$295,712,570
Clients
485
Advisors
3
across 3 offices
About
Freedom Investment Management is an SEC-registered adviser serving both retail and institutional clients, including individuals, high‑net‑worth households, qualified retirement plans, municipalities and other entities. It delivers discretionary separately managed accounts, model portfolios, financial planning, and turnkey administrative and middle-office services through its Freedom Advisors platform and sub‑advisory arrangements.
The firm employs quantitative, factor‑based and systematic approaches alongside passive, asset‑class index funds and ETFs, drawing on Modern Portfolio Theory and Fama‑French factor concepts to construct diversified model portfolios and manage risk. Freedom offers both strategic and tactical models, episodic rebalancing, and conducts specialty due diligence and monitoring for products such as interval funds and stable value/group annuity contracts.
Freedom’s business mix includes several uncommon features for a team firm: it operates a multi‑office turnkey asset management platform and sponsors a wrap fee program while also acting as a model manager on third‑party platforms. It publishes performance materials (including predecessor performance in its reporting), and provides ERISA 3(38) fiduciary investment management to municipal and other tax‑exempt employers (notably through National Life’s Balanced Opportunities Platform), reflecting a blend of retail-facing and institutional capabilities.
Client services
Expertise
Occupation focus
Fee options
Up to $1,000,000 - $1,000,000: 0.16-0.45% $1,000,001 - $2,500,000: 0.16-0.35% $2,500,001 - $5,000,000: 0.16-0.30% $5,000,001 - $10,000,000: 0.16-0.25% $10,000,001+: 0.10% or Negotiated
Account minimum: $25,000 (may be waived at Freedom’s discretion)
Main office
See office1645 Ellington Rd, 3rd Floor
South Windsor CT 06074
Advisors at this office
1
Offices (3)
Most active in
Alabama · Alaska · Arizona · California · Colorado · Connecticut · District of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Also doing business as
Eqis · Eqis Capital · Eqis Capital Management · Eqis Capital Management Inc. · Eqis Capital Management, Inc. · Freedom · Freedom Advisors · Freedom Investement Management, Inc. · Freedom Investment Management · Freedom Investment Management, Inc. · Nexus Advisors Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Keith L
Series 63, Series 65
Cranford, NJ
Freedom Investment Management, Inc.
Keith Lindberg is a financial advisor at Freedom Investment Management, Inc. with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at 3D/L Capital Management, LLC and 3D Asset Management Inc., as well as operating Keith Lindberg Associates since 1996. Freedom Investment Management is an SEC-registered adviser serving retail and institutional clients through discretionary separately managed accounts, model portfolios, and turnkey administrative services. The firm uses quantitative, factor-based, and systematic investment approaches, combining passive asset-class index funds and ETFs to construct diversified portfolios and manage risk.
John O
Series 63, Series 65
South Windsor, CT
Freedom Investment Management, Inc.
John O'Connor is a financial advisor at Freedom Investment Management, Inc. with 26 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at 3D/L Capital Management, LLC and 3D Asset Management, Inc. since 2016. Freedom Investment Management is an SEC-registered adviser serving retail and institutional clients, including individuals, high-net-worth households, qualified retirement plans, and municipalities. The firm uses quantitative, factor-based, and systematic investment approaches alongside passive index funds and ETFs, offering discretionary separately managed accounts, model portfolios, financial planning, and turnkey administrative services.
Brian H
CFA®
Shrewsbury, MA
Freedom Investment Management, Inc.
Brian Hawley is a CFA® charterholder with 19 years of industry experience. He is currently with Freedom Investment Management, Inc., where he has worked since 2023. Prior to that, he held roles at 3 D/L Capital Management, LLC, 3D Asset Management, Inc., and Sterling Insurance Solutions, Inc. Freedom Investment Management is an SEC-registered adviser serving retail and institutional clients through discretionary separately managed accounts, model portfolios, financial planning, and turnkey administrative services. The firm uses quantitative, factor-based, and systematic approaches combined with passive index funds and ETFs to construct diversified portfolios and manage risk.
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