Friedenthal Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$190,609,135
Clients
190
Advisors
4
of 4 employees
About
Friedenthal Financial provides investment supervisory services and financial planning to individuals—including high‑net‑worth clients—as well as pension and profit‑sharing plans, charitable organizations, and corporations. The firm charges asset‑based advisory fees and generally applies an account minimum of $250,000, which it may waive depending on client needs and account complexity.
The firm creates a client‑specific Investment Policy Statement and offers both strategic (buy/hold/rebalance) and tactical (dynamic) asset‑allocation approaches, drawing on fundamental, technical, charting, and cyclical analysis. Portfolios are managed in‑house, reviewed at least quarterly, and the firm may use a broad range of instruments (for example, mutual funds, ETFs, REITs, hedge funds, private placements, options, margin, and short sales) depending on client objectives and risk tolerance.
Distinctive operational practices noted in the brochure include a firm‑directed custody requirement that directs clients to Schwab Institutional for execution and custody, and an explicit policy that the firm does not select third‑party money managers but manages client assets internally. The disclosure also highlights maintained legacy fee arrangements for some long‑standing clients and that firm personnel may trade the same securities as clients; the advisory team includes multiple CFA charterholders.
Client services
Expertise
Fee options
May negotiate fixed cost per financial planning or consulting project.
$0 - $1,000,000: 0.90% (Strategic Asset Allocation); 1.20% (Tactical Asset Allocation) $1,000,001 - $3,000,000: 0.60% (Strategic Asset Allocation); 0.80% (Tactical Asset Allocation) $3,000,001 - $5,000,000: 0.30% (Strategic Asset Allocation); 0.50% (Tactical Asset Allocation) $5,000,001+: 0.10% (Strategic Asset Allocation); 0.20% (Tactical Asset Allocation)
$150 to $500 per hour for Financial Planning and Consulting services.
Account minimum: $250,000 (may be waived) Fee-only: Financial Planning and Consulting fees $150 to $500 per hour; may be negotiated as fixed project fees.
Main office
5000 Sagemore Drive, Suite 102
Marlton NJ 08053
Advisors at this office
4
Most active in
California · Colorado · Florida · Illinois · Missouri · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Soumyadeep S
Series 65
Marlton, NJ
Friedenthal Financial, LLC
Soumyadeep Sinha is a financial advisor at Friedenthal Financial, LLC with one year of industry experience. He holds the Series 65 designation and previously worked at Independence Equity, LLC before joining his current firm. Friedenthal Financial serves individual and high-net-worth investors, pension and profit-sharing plans, charitable organizations, and corporations, providing portfolio management, financial planning, consulting, and retirement-plan advisory services. The firm uses strategic or tactical asset allocation based on clients’ Investment Policy Statements and manages all client assets internally with a discretionary approach.
Frederic W
CFA®, Series 66
Marlton, NJ
Friedenthal Financial, LLC
Frederic Wheeler is a CFA® charterholder with 16 years of industry experience, currently serving as an advisor at Friedenthal Financial, LLC. He has been with Friedenthal Financial since 2010 and also operates Wheeler Enterprises, LLC, where he works as a consultant outside of trading hours. Friedenthal Financial, a team-based firm, manages approximately $174 million in discretionary assets and serves individual and high-net-worth investors, pension and profit-sharing plans, charitable organizations, and corporations. The firm provides portfolio management, financial planning, and retirement-plan advisory services, employing both strategic and tactical asset allocation approaches tailored to each client’s Investment Policy Statement.
Claudia S
CFA®, Series 63
Marlton, NJ
Friedenthal Financial, LLC
Claudia Saia is a CFA® charterholder with seven years of industry experience, currently serving as an advisor at Friedenthal Financial, LLC. She has been with the firm since 2018, with a brief period of unemployment in 2021. Friedenthal Financial serves individual and high-net-worth investors, as well as pension plans, charitable organizations, and corporations, providing portfolio management, financial planning, and retirement-plan advisory services. The firm manages all client assets internally using tailored strategic or tactical asset allocation approaches and oversees approximately $174 million in discretionary assets.
Mark F
Series 65
Marlton, NJ
Friedenthal Financial, LLC
Mark Friedenthal is a financial advisor at Friedenthal Financial, LLC, holding a Series 65 designation and with 17 years of industry experience. He has been with Friedenthal Financial since 2009. Friedenthal Financial provides investment supervisory services and financial planning to individuals—including high-net-worth clients—as well as pension and profit-sharing plans, charitable organizations, and corporations. The firm manages client portfolios internally using both strategic and tactical asset-allocation approaches and maintains a client-specific Investment Policy Statement for each engagement.
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