Frontstage Financial LLC

The firm provides wealth management and financial planning services to individuals and high net worth clients, offering both discretionary and non‑discretionary investment management across mutual funds, ETFs, individual stocks and bonds, and retirement accounts. Services include customized portfolio construction, ongoing supervision, and referrals to other professionals as appropriate.

Frontstage describes a fiduciary approach that relies on fundamental analysis and a generally long‑term investment horizon, favoring low‑cost, diversified funds while using individual securities or cash positions when they fit client objectives. The advisor also implements client strategies through third‑party model portfolios and may allocate all or a portion of assets to unaffiliated Independent Managers, performing initial and ongoing due diligence and oversight of those managers.

Noteworthy for a newly formed, small advisory firm, Frontstage reported no client assets at initial filing yet plans to use and actively select outside investment managers — a practice that is uncommon among peers. The firm discloses additional business lines and relationships, including insurance licensure by its principal and participation on an institutional custody platform that provides technology and support, and describes policies intended to manage the resulting conflicts.