FSG Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
FSG Financial Services, Inc. serves individual investors, including both high-net-worth and non‑HNW clients, providing discretionary asset management, portfolio monitoring, and related advisory services. The firm reports managing roughly $52 million for about 163 clients and may engage sub‑advisors to implement investment models on client accounts.
FSG builds client-specific strategies using a mix of fundamental, technical, charting, and cyclical analysis and documents objectives in client profiles; clients grant discretionary trading authority but may impose written restrictions. Account reviews are performed at least quarterly (and more often when market conditions dictate), custodians send statements directly to clients, and the firm does not vote proxies on client securities unless asked to provide assistance.
Compared with many peers, FSG routinely offers free educational seminars and workshops for the public, and the firm’s principal maintains affiliated insurance and tax businesses and is credentialed as an enrolled agent, spending a substantial portion of time on those activities. Those outside business activities and affiliations are disclosed in the firm’s materials and noted as potential conflicts of interest that the firm says it seeks to mitigate through disclosures, procedures, and its fiduciary obligations.
Client services
Expertise
Fee options
Up to 1.00% annually (FSG fee) plus 0.35% sub-advisor fee, total up to 1.35% annually; total fees not to exceed 3% annually
Minimum fee: Minimum fees may be waived or negotiated; no specific minimum fee amount stated Fee-only: Fees are charged based on assets under management; no commissions received by the firm for securities sales
Main office
10001 W. Bell Road, Suite 148
Sun City AZ 85351
Advisors at this office
3
Most active in
Arizona · California · Nevada
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jo Ann R
Series 65
Sun City, AZ
FSG Financial Services, Inc.
Jo Ann Regan is a financial advisor with FSG Financial Services, Inc. in Sun City, AZ, holding a Series 65 credential and eight years of industry experience. She has held leadership roles at affiliated firms including FSG Tax Advisors, Inc. and Financial Security Group of AZ, Inc., where she serves as president and insurance agent. Regan is also involved in tax preparation and resolution services through FSG Tax Advisors. FSG Financial Services provides discretionary investment management and portfolio oversight primarily for individual clients, tailoring strategies to client objectives, time horizons, and risk tolerances. The firm employs a mix of fundamental, technical, charting, and cyclical analysis and operates with delegated discretion, conducting periodic account reviews and offering educational seminars.
Dewey G
Series 65
Sun City, AZ
FSG Financial Services, Inc.
Dewey Gough is a financial advisor at FSG Financial Services, Inc. with a Series 65 credential and three years of industry experience. He has been with FSG Financial Services since 2022 and is also involved with Financial Security Group of AZ, Inc., where he serves as an Administrative Manager. FSG Financial Services provides discretionary investment management and portfolio oversight primarily for individual clients, using a range of analytical approaches tailored to clients’ objectives and risk tolerance. The firm also conducts public educational seminars and manages accounts with delegated discretion, including the use of sub-advisors.
Gerald B
Series 63, Series 65
Sun City, AZ
FSG Financial Services, Inc.
Gerald Barnes is a financial advisor with FSG Financial Services, Inc. in Sun City, AZ, holding the Series 63 and Series 65 credentials and bringing nine years of industry experience. He previously worked at Client One Securities LLC, OnPointe Advisory and Financial Services LLC, and Managed Assets. Barnes also serves as an insurance agent at Financial Security Group of AZ, Inc., where he sells fixed and indexed annuities, dedicating about half of his time to this role. FSG Financial Services, Inc. manages approximately $52 million across 163 clients, providing discretionary asset management and portfolio monitoring for a range of individual investors. The firm utilizes fundamental, technical, charting, and cyclical analysis to create client-specific investment strategies and conducts quarterly account reviews.
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