F
FSI Advisory Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,420,253
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
18
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
TypicalAverage account size
$690,014
About
FSI Advisory Group provides financial planning and investment management to individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, and businesses. The firm emphasizes customized financial plans as the initial phase of client relationships and implements portfolios primarily with no‑load mutual funds, using individual equities and bonds when appropriate, and reports approximately $20.7 million in assets under management.
The firm combines fundamental, technical and charting analysis and employs both long‑ and short‑term strategies, including use of margin and option writing when suitable. FSI manages client accounts on a non‑discretionary basis, which requires client approval for trading decisions rather than discretionary authority.
Noteworthy features in the brochure include the firm’s engagement in pension consulting and work for pension/profit‑sharing plans despite a relatively small asset base, and a disclosed history of two arbitration matters (an earlier award and a 2009 claim that was settled and paid by insurance). The firm also discloses that its principal is licensed to sell insurance, performs limited insurance and consulting work, and has an affiliation with a third‑party advisory network with a planned client migration.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Fee options
Financial planning fees charged on a flat basis, negotiated prior to plan development
$0 - $4,000,000: 1.00% Over $4,000,000+: 0.50%
Insurance product commissions from insurance sales (approx. 1% of advisor's time)
$275 per hour for financial planning
Account minimum: $100,000
Main office location
FSI Advisory Group, Inc.
31 Pinewold Cir
Houston TX 77056, United States
Number of offices
1
Most active in
FSI Advisory Group, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")