Fulcrum Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fulcrum Wealth Advisors serves individual clients, including high‑net‑worth and non‑HNW individuals, as well as institutional clients such as banks, ERISA plans, corporations, estates and charitable organizations. The firm provides discretionary investment management, ongoing wealth management, standalone financial planning and consulting, ERISA plan consulting, and tailored consulting for clients who wish to manage their own investments.
Fulcrum’s investment process uses a mix of quantitative and qualitative analysis, modern portfolio theory, technical analysis, and an investment‑scoring system, and the firm may allocate portions of client portfolios to independent third‑party managers. Portfolios can include traditional equities and fixed income as well as negatively‑correlated ETFs and a range of alternative or less‑liquid instruments (structured notes, non‑traded REITs, DPPs, BDCs), and accounts are reviewed at least quarterly.
Noteworthy features include managing roughly $208 million in discretionary assets with a small advisory team, a relatively high AUM‑to‑advisor profile for a firm this size, and the elimination of dual registrations to reduce certain conflicts of interest. The firm provides ERISA consulting through a third‑party provider and has arrangements that provide complimentary planning for certain employer groups, relies primarily on one custodian platform that supplies additional services to the firm, and does not accept proxy‑voting authority for client securities.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.10% $5,000,001 - $15,000,000: 1.00% $15,000,001+: Negotiable
$350 per hour for financial planning and consulting services; $350 per hour for comprehensive consulting; $20 per month for ERISA plan consulting (no hourly fee)
Account minimum: $25,000
Main office
10940 NE 33rd Place, Suite 210
Bellevue WA 98004
Advisors at this office
3
Most active in
Illinois · New York · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Michael R
Series 63, Series 66
Bellevue, WA
Fulcrum Wealth Advisors, LLC
Michael Rose is a financial advisor with Fulcrum Wealth Advisors, LLC in Bellevue, WA, holding Series 63 and Series 66 credentials and possessing 50 years of industry experience. He has been with Fulcrum Wealth Advisors since 2013. Outside of his advisory role, he serves as a consultant to Castle Builders, a construction business. Fulcrum Wealth Advisors serves individual and institutional clients, offering discretionary investment management, financial planning, and consulting services. The firm employs a combination of quantitative and qualitative analysis and utilizes a diverse range of investment instruments, managing approximately $208 million in discretionary assets.
James F
Series 63, Series 65
Bellevue, WA
Fulcrum Wealth Advisors, LLC
James Falcone is a financial advisor with Fulcrum Wealth Advisors, LLC in Bellevue, WA, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. His prior firms include Cetera, Oppenheimer, and UBS Financial Services. He is also a licensed fixed insurance producer selling life, disability, annuities, and long-term care insurance. Fulcrum Wealth Advisors serves individual and institutional clients with discretionary investment management, wealth management, financial planning, and consulting. The firm combines quantitative and qualitative analysis with modern portfolio theory and technical analysis, managing a diverse range of assets including traditional equities, fixed income, and alternative investments.
Steven R
Series 66
Bellevue, WA
Fulcrum Wealth Advisors, LLC
Steven Rosenthal is a financial advisor with Fulcrum Wealth Advisors, LLC in Bellevue, WA, holding a Series 66 designation and six years of industry experience. He also operates an accounting business, Steven Rosenthal, CPA, providing tax planning and preparation services. Rosenthal has worked with firms including Cetera Advisor Networks and Intuit Inc. Fulcrum Wealth Advisors serves individual and institutional clients with discretionary investment management, wealth management, financial planning, and consulting. The firm uses a combination of quantitative and qualitative analysis, modern portfolio theory, and a range of investment vehicles, with portfolios reviewed at least quarterly.
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