Fullerton Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$118,926,642
Clients
69
Advisors
1
of 1 employees
About
The firm serves individuals, trusts, estates, and also accepts assignments from charitable organizations, pension and profit-sharing plans, and corporate or other business entities. Services include discretionary and non-discretionary portfolio management, broad-based and modular financial planning, and limited pension consulting for qualified plans.
Investment decisions are implemented through diversified asset-allocation portfolios built primarily with exchange-traded funds and mutual funds, using fundamental and cyclical analysis to set allocations and guide rebalancing; the firm gathers client risk tolerance and financial information at onboarding and conducts ongoing monitoring with formal quarterly reviews. The adviser typically operates under discretionary authority for retail accounts but also offers non-discretionary arrangements and hourly or fixed-fee planning engagements.
What is noteworthy about this solo-practitioner practice is the mix of client types and services that are less common among independent peers — specifically serving charitable organizations and corporate clients and offering pension-plan consulting and plan investment-menu analysis. The principal holds CFP certification, the firm recently transitioned to SEC registration, and it manages roughly $120 million across about 69 client relationships while generally recommending a major institutional custodian for custody and trade execution.
Client services
Expertise
Fee options
Negotiable fixed fees ranging from $2,500 to $10,000 for financial planning services
Negotiable annualized fee of up to 1.0%, billed quarterly in arrears, based on account asset value
Negotiable hourly rate up to $400 for financial planning and pension consulting services
Main office
121 Dean Road
Alamo CA 94507
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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