A complete list of active advisors currently associated with FullGuards Financial

Warmer can help you find a great advisor at FullGuards Financial or one who fits your needs even better.

The firm primarily serves individuals and small business owners and also manages accounts for trusts, estates, and retirement plans. It offers modular financial planning, ongoing asset management, and non-fiduciary retirement-plan consulting while operating as a solo advisory practice with about 15 clients and roughly $7.4 million in regulatory assets under management. Portfolios are constructed using a strategic asset-allocation framework tailored to client objectives, risk tolerance, and written restrictions, and the firm can provide either discretionary or non-discretionary management depending on the client agreement. It commonly manages a majority of client assets on a non-discretionary basis, may incorporate liquid alternative exposures via third‑party platforms, and provides clients access to a proprietary fintech dashboard for portfolio visualization. Noteworthy differences from many peers include the firm’s unusually high proportion of non-discretionary AUM and its provision of public educational seminars and workshops. The firm also maintains affiliated technology and insurance entities (a licensed B2B SaaS product in operation and a dormant consumer platform), executes trades sequentially without block aggregation, and offers an institutional-style service for households with $25 million or more under direct management.

To learn more about the advisors currently working at FullGuards Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.