A complete list of active advisors currently associated with FullGuards Financial

Warmer can help you find a great advisor at FullGuards Financial or one who fits your needs even better.

FullGuards Financial is an independent advisory firm that works primarily with individual clients and qualified retirement plans, offering financial planning, consulting, investment supervisory services, and retirement plan consulting. The firm also provides hourly consulting engagements and regularly conducts educational seminars and workshops that are presented on an “as announced” basis and offered at no charge. The firm employs asset-allocation models (Conservative to Aggressive) and applies Modern Portfolio Theory along with fundamental, technical and cyclical analysis when designing portfolios; clients may impose constraints such as ESG preferences or elect tactical, security-specific strategies. According to its ADV, FullGuards oversees roughly $7.39 million in regulatory assets, with a larger portion managed on a non-discretionary basis (about $4.74 million non‑discretionary versus $2.65 million discretionary), and encourages annual financial planning reviews. Distinctive aspects include the firm’s routine public educational programming and its stated plan to develop a proprietary financial technology application, both of which are not common among peers. The firm also facilitates access to third‑party managers and alternative asset solutions—including a partnership for alternative asset management that results in referral compensation—while the firm’s principal maintains insurance licensing for planning purposes but does not sell insurance products through the firm.

To learn more about the advisors currently working at FullGuards Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.